RAINMAKER SYSTEMS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-27: Reporting owner BRIGGS GARY S; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-27: Reporting owner SILTON MICHAEL; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-27: Reporting owner GEIGER CHARLES; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-27: Reporting owner LEFF ROBERT; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-27 | BRIGGS GARY S Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +15,504 35,504 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +23,256 323,255 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | GEIGER CHARLES Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +3,101 23,101 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | LEFF ROBERT Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,551 83,751 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | MOHAN ALOK Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,752 158,202 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | Levy Mitchell Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,551 56,551 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | Peppard Brad Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,551 56,551 owned after | $1.40 exercise price | 2011-06-29 |