RAINMAKER SYSTEMS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-27: Reporting owner BRIGGS GARY S; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-27: Reporting owner SILTON MICHAEL; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-27: Reporting owner GEIGER CHARLES; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-27: Reporting owner LEFF ROBERT; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-27 | BRIGGS GARY S Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +15,504 35,504 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +23,256 323,255 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | GEIGER CHARLES Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +3,101 23,101 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | LEFF ROBERT Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,551 83,751 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | MOHAN ALOK Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,752 158,202 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | Levy Mitchell Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,551 56,551 owned after | $1.40 exercise price | 2011-06-29 | |
| 2011-06-27 | Peppard Brad Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,551 56,551 owned after | $1.40 exercise price | 2011-06-29 | |
| 2007-12-17 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 4 | Warrants Derivative · Indirect · See remarks | Holding | 100,000 owned after | $4.28 exercise price | 2007-12-17 | |
| 2007-11-29 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 3 | Warrants Derivative · Indirect · See remarks | Holding | $4.28 exercise price | 2007-11-29 | ||
| 2007-04-26 holding as of filing | Langer Robert A Officer (General Manager) | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $2.40 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Common Stock Warrant (right to buy) Derivative · Direct | Holding | $2.40 exercise price | 2007-04-26 | ||
| 2006-07-03 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 3/A | Warrants Derivative · Indirect · See footnote | Holding | $2.40 exercise price | 2006-07-03 | ||
| 2006-07-03 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 3/A | Warrants Derivative · Indirect · See footnote | Holding | $4.28 exercise price | 2006-07-03 | ||
| 2006-06-29 | DIKER MANAGEMENT LLC 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −37,500 100,000 owned after | $2.40 | 2006-07-03 | |
| 2006-02-16 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 3 | "Warrants to purchase Common Stock (""Warrants"")" Derivative · Indirect · See Footnote | Holding | $9.25 exercise price | 2006-02-16 | ||
| 2006-02-16 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 3 | Warrants Derivative · Indirect · See Footnote | Holding | $2.40 exercise price | 2006-02-16 |