RAINMAKER SYSTEMS INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-03-20: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Notes, Warrants, Common Stock issued upon conversion; Date of first sale 2014-07-15; Total offering amount $3,900,000.
- 2015-03-06: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Notes, Warrants, Common Stock issued upon conversion; Date of first sale 2014-07-15; Total offering amount $3,900,000.
- 2014-07-30: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Notes, Warrants, Common Stock issued upon conversion; Date of first sale 2014-07-15; Total offering amount $3,200,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-03-20 D/A | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Notes, Warrants, Common Stock issued upon conversion | 2014-07-15 | $3,900,000 | $3,900,000 | $0 | 20 |
| 2015-03-06 D/A | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Notes, Warrants, Common Stock issued upon conversion | 2014-07-15 | $3,900,000 | $3,900,000 | $0 | 8 |
| 2014-07-30 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Notes, Warrants, Common Stock issued upon conversion | 2014-07-15 | $3,200,000 | $2,575,000 | $625,000 | 8 |