RAINMAKER SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-27: Reporting owner Massaro Donald J; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-29: Reporting owner Faldi C. Finnegan; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-16: Reporting owner GEIGER CHARLES; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-03-30: Reporting owner BRIGGS GARY S; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-27 | Massaro Donald J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −500,000 500,000 owned after | $0.69 exercise price | 2013-02-05 | |
| 2012-11-29 | Faldi C. Finnegan Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.77 exercise price | 2012-12-11 | |
| 2011-06-16 | GEIGER CHARLES Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.28 exercise price | 2011-06-21 | |
| 2010-03-30 | BRIGGS GARY S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.43 exercise price | 2010-04-06 | |
| 2009-05-15 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −8,603 0 owned after | $10.20 exercise price | 2009-05-19 | |
| 2009-05-15 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −26,372 0 owned after | $2.55 exercise price | 2009-05-19 | |
| 2009-05-15 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −18,125 0 owned after | $10.20 exercise price | 2009-05-19 | |
| 2009-05-15 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $2.56 exercise price | 2009-05-19 | |
| 2009-05-15 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,272 0 owned after | $10.20 exercise price | 2009-05-19 | |
| 2009-05-15 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,628 0 owned after | $2.55 exercise price | 2009-05-19 | |
| 2009-05-15 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −12,500 0 owned after | $8.00 exercise price | 2009-05-19 | |
| 2009-05-15 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −5,449 0 owned after | $2.55 exercise price | 2009-05-19 | |
| 2009-05-15 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −36,250 0 owned after | $8.00 exercise price | 2009-05-19 | |
| 2009-05-15 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −50,000 0 owned after | $7.27 exercise price | 2009-05-19 | |
| 2009-05-15 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −11,250 0 owned after | $8.00 exercise price | 2009-05-19 | |
| 2009-05-15 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −18,995 0 owned after | $2.55 exercise price | 2009-05-19 | |
| 2009-05-15 | Johnson Philip Officer (Vice Pres., Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −26,776 0 owned after | $9.50 exercise price | 2009-05-19 | |
| 2009-05-15 | Johnson Philip Officer (Vice Pres., Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,224 0 owned after | $9.50 exercise price | 2009-05-19 | |
| 2009-05-15 | LEFF ROBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −4,000 0 owned after | $12.75 exercise price | 2009-05-18 | |
| 2009-05-15 | LEFF ROBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −4,000 0 owned after | $2.15 exercise price | 2009-05-18 | |
| 2009-05-15 | LEFF ROBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −22,500 0 owned after | $2.56 exercise price | 2009-05-18 | |
| 2009-05-15 | LEFF ROBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −8,500 0 owned after | $7.03 exercise price | 2009-05-18 | |
| 2009-05-15 | Levy Mitchell Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −20,000 0 owned after | $8.10 exercise price | 2009-05-18 | |
| 2009-05-15 | Levy Mitchell Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −4,000 0 owned after | $2.15 exercise price | 2009-05-18 | |
| 2009-05-15 | Levy Mitchell Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −22,500 0 owned after | $2.56 exercise price | 2009-05-18 | |
| 2009-05-15 | Levy Mitchell Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −8,500 0 owned after | $7.03 exercise price | 2009-05-18 | |
| 2009-05-15 | Peppard Brad Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −20,000 0 owned after | $8.00 exercise price | 2009-05-18 | |
| 2009-05-15 | Peppard Brad Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −4,000 0 owned after | $2.15 exercise price | 2009-05-18 | |
| 2009-05-15 | Peppard Brad Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −22,500 0 owned after | $2.56 exercise price | 2009-05-18 | |
| 2009-05-15 | Peppard Brad Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −8,500 0 owned after | $7.03 exercise price | 2009-05-18 | |
| 2009-05-15 | MOHAN ALOK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −20,000 0 owned after | $5.95 exercise price | 2009-05-18 | |
| 2009-05-15 | MOHAN ALOK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −8,000 0 owned after | $12.75 exercise price | 2009-05-18 | |
| 2009-05-15 | MOHAN ALOK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −8,000 0 owned after | $2.15 exercise price | 2009-05-18 | |
| 2009-05-15 | MOHAN ALOK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −50,000 0 owned after | $2.56 exercise price | 2009-05-18 | |
| 2009-05-15 | MOHAN ALOK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −21,250 0 owned after | $7.03 exercise price | 2009-05-18 | |
| 2008-09-23 | MOHAN ALOK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,000 0 owned after | $2.18 exercise price | 2008-09-24 | |
| 2008-09-10 | LEFF ROBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,000 0 owned after | $2.18 exercise price | 2008-09-12 | |
| 2008-07-03 holding as of filing | Norris Larry Officer (General Manager) | 3 | Stock Option Derivative · Direct | Holding | $9.50 exercise price | 2008-07-03 | ||
| 2008-07-03 holding as of filing | Johnson Philip Officer (Vice Pres., Human Resources) | 3 | Stock Option Derivative · Direct | Holding | $9.50 exercise price | 2008-07-03 | ||
| 2008-07-03 holding as of filing | Johnson Philip Officer (Vice Pres., Human Resources) | 3 | Stock Option Derivative · Direct | Holding | $9.50 exercise price | 2008-07-03 | ||
| 2008-01-03 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,415 260,000 owned after | $1.15 | 2008-01-04 | |
| 2008-01-02 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −585 269,415 owned after | $1.15 | 2008-01-04 | |
| 2007-11-20 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,000 270,000 owned after | $1.15 | 2007-11-21 | |
| 2007-11-19 | SILTON MICHAEL Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,000 278,000 owned after | $1.15 | 2007-11-21 | |
| 2007-05-15 | Levy Mitchell Director | 4 | NQ Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 55,333 owned after | $7.03 | 2007-05-17 | |
| 2007-05-15 | Peppard Brad Director | 4 | NQ Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 56,333 owned after | $7.03 | 2007-05-17 | |
| 2007-05-15 | LEFF ROBERT Director | 4 | NQ Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 90,333 owned after | $7.03 | 2007-05-17 | |
| 2007-05-15 | MOHAN ALOK Director | 4 | NQ Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,250 164,583 owned after | $7.03 | 2007-05-17 | |
| 2007-04-26 holding as of filing | Langer Robert A Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.70 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Langer Robert A Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.50 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Langer Robert A Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.70 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Langer Robert A Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $7.27 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.60 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.70 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.90 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.50 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.90 exercise price | 2007-04-26 | ||
| 2007-04-26 holding as of filing | Hauptmeier C J Officer (General Manager) | 3 | Employee Stock Options Derivative · Direct | Holding | $7.27 exercise price | 2007-04-26 | ||
| 2007-04-25 | Langer Robert A Officer (General Manager) | 4 | Employee Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000 74,500 owned after | $2.70 | 2007-04-26 | |
| 2007-04-25 | Valenzuela Steve Officer (CFO) | 4 | Employee Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −26,979 143,021 owned after | $2.50 | 2007-04-26 | |
| 2007-04-25 | Valenzuela Steve Officer (CFO) | 4 | Employee Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,021 135,000 owned after | $2.50 | 2007-04-26 | |
| 2007-04-25 | Valenzuela Steve Officer (CFO) | 4 | Employee Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −556 134,444 owned after | $2.55 | 2007-04-26 | |
| 2006-11-20 | Forbes Kenneth S Officer (Chief Technology Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.27 | 2006-11-21 | |
| 2006-11-20 | Valenzuela Steve Officer (Chief Financial Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 170,000 owned after | $7.27 | 2006-11-21 | |
| 2006-05-30 | Schork Lawrence W Officer (VP, IT) | 4 | NQ Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,747 45,351 owned after | $2.55 | 2006-05-31 | |
| 2006-05-26 | Schork Lawrence W Officer (VP, IT) | 4 | NQ Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,902 48,098 owned after | $2.55 | 2006-05-31 | |
| 2006-05-24 | Schork Lawrence W Officer (VP, IT) | 4 | NQ Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 53,000 owned after | $2.55 | 2006-05-31 | |
| 2006-05-18 | MOHAN ALOK Director | 4 | NQ Stock Option (right to buy) Derivative · Direct | C Conversion of derivative security | −40,000 142,000 owned after | $1.58 | 2006-05-22 |