QAD Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-13: Reporting owner LOPKER KARL F; Form 4; Security Stock Appreciation Right (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-13: Reporting owner LOPKER PAMELA M; Form 4; Security Stock Appreciation Right (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-13 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $31.65 exercise price | 2017-06-15 | |
| 2017-06-13 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $31.65 exercise price | 2017-06-15 |