POWER ONE INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-25: Reporting owner Ryland Kyle; Form 4; Security Warrant (right to buy Common Stock); Transaction J Other acquisition or disposition (describe transaction).
- 2013-07-25: Reporting owner Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C.; Form 4; Security Warrant (right to buy Common Stock); Transaction J Other acquisition or disposition (describe transaction).
- 2013-07-25: Reporting owner Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C.; Form 4; Security Warrant (right to buy Common Stock); Transaction J Other acquisition or disposition (describe transaction).
- 2013-07-25: Reporting owner SHAH AJAY B; Form 4; Security Warrant (right to buy Common Stock); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-25 | Ryland Kyle Director | 4 | Warrant (right to buy Common Stock) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −8,628,941 0 owned after | $5.02 | 2013-07-26 | |
| 2013-07-25 | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Warrant (right to buy Common Stock) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −8,628,941 0 owned after | $5.02 | 2013-07-26 | |
| 2013-07-25 | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Warrant (right to buy Common Stock) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −71,059 0 owned after | $5.02 | 2013-07-26 | |
| 2013-07-25 | SHAH AJAY B Director | 4 | Warrant (right to buy Common Stock) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −8,628,941 0 owned after | $5.02 | 2013-07-26 | |
| 2013-07-25 | SHAH AJAY B Director | 4 | Warrant (right to buy Common Stock) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −71,059 0 owned after | $5.02 | 2013-07-26 | |
| 2009-05-15 holding as of filing | SHAH AJAY B Director | 3 | Warrant (right to buy Common Stock) Derivative · Indirect · See footnote | Holding | $1.33 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SHAH AJAY B Director | 3 | Warrant (right to buy Common Stock) Derivative · Indirect · See footnote | Holding | $1.33 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Investors Sumeru, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrant (right to buy Common Stock) Derivative · Direct · (m) | Holding | $1.33 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Investors Sumeru, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrant (right to buy Common Stock) Derivative · Indirect · (m) | Holding | $1.33 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | Ryland Kyle Director | 3 | Warrant (right to buy Common Stock) Derivative · Indirect · See footnote | Holding | $1.33 exercise price | 2009-05-15 |