POWER ONE INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-25: Reporting owner Ryland Kyle; Form 4; Security Series C Jr Convert Pref Stock, par value $0.001 per share; Transaction J Other acquisition or disposition (describe transaction).
- 2013-07-25: Reporting owner Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C.; Form 4; Security Series C Jr Convert Pref Stock, par value $0.001 per share; Transaction J Other acquisition or disposition (describe transaction).
- 2013-07-25: Reporting owner Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C.; Form 4; Security Series C Jr Convert Pref Stock, par value $0.001 per share; Transaction J Other acquisition or disposition (describe transaction).
- 2013-07-25: Reporting owner SHAH AJAY B; Form 4; Security Series C Jr Convert Pref Stock, par value $0.001 per share; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-25 | Ryland Kyle Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −24,714 0 owned after | $4,703.70 | 2013-07-26 | |
| 2013-07-25 | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −24,714 0 owned after | $4,703.70 | 2013-07-26 | |
| 2013-07-25 | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | SLTA Sumeru (GP), L.L.C. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −203 0 owned after | $4,703.70 | 2013-07-26 | |
| 2013-07-25 | SHAH AJAY B Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −24,714 0 owned after | $4,703.70 | 2013-07-26 | |
| 2013-07-25 | SHAH AJAY B Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −203 0 owned after | $4,703.70 | 2013-07-26 | |
| 2013-06-12 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Associates Sumeru, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −11,364 24,714 owned after | $1.35 exercise price | 2013-06-13 | |
| 2013-06-12 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Associates Sumeru, L.P. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · (m) | C Conversion of derivative security | −94 203 owned after | $1.35 exercise price | 2013-06-13 | |
| 2013-06-12 | SHAH AJAY B Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Foonote | C Conversion of derivative security | −11,364 24,714 owned after | $1.35 exercise price | 2013-06-13 | |
| 2013-06-12 | SHAH AJAY B Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Foonote | C Conversion of derivative security | −94 203 owned after | $1.35 exercise price | 2013-06-13 | |
| 2013-06-12 | Ryland Kyle Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −11,364 24,714 owned after | $1.35 exercise price | 2013-06-13 | |
| 2011-11-10 | Ryland Kyle Director | 4 | Series C Jr Conv Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | +36,078 36,078 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP 10% Owner | Director | 10% Owner | Director, 10% Owner | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | +36,078 36,078 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP 10% Owner | Director | 10% Owner | Director, 10% Owner | 4 | Series C Jr Convert Pref Stock Derivative · Indirect · (m) | C Conversion of derivative security | +297 297 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SHAH AJAY B Director | 4 | Series C Jr Convert Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | +36,078 36,078 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-08 | Ryland Kyle Director | 4 | Series A Convertible Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −23,432 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-08 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP 10% Owner | Director | 10% Owner | Director, 10% Owner | 4 | Series A Convertible Pref Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −23,432 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-08 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP 10% Owner | Director | 10% Owner | Director, 10% Owner | 4 | Series A Convertible Pref Stock, par value $0.001 per share Derivative · Indirect · (m) | C Conversion of derivative security | −193 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-08 | SHAH AJAY B Director | 4 | Series A Convertible Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −23,432 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-08 | SHAH AJAY B Director | 4 | Series A Convertible Pref Stock, par value $0.001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −193 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2009-05-15 holding as of filing | SHAH AJAY B Director | 3 | Series A Convertible Pref. Stock, par value $0.001 per share Derivative · Indirect · See footnote | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SHAH AJAY B Director | 3 | Series A Convertible Pref. Stock, par value $0.001 per share Derivative · Indirect · See footnote | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Investors Sumeru, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Convertible Pref. Stock, par value $0.001 per share Derivative · Direct · (m) | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Investors Sumeru, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Convertible Pref. Stock, par value $0.001 per share Derivative · Indirect · (m) | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | Ryland Kyle Director | 3 | Series A Convertible Pref. Stock, par value $0.001 per share Derivative · Indirect · See footnote | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2008-02-18 | THOMPSON RICHARD J Director, Officer (Director and CEO) | 4 | Employee Stock Appreciation Right-02-18-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.38 exercise price | 2008-02-20 |