POWER ONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 67 rows, 67 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-25: Reporting owner WALTERS JAY; Form 4/A; Security Non-Qualified Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-07-25: Reporting owner MCKNIGHT TINA D; Form 4; Security Non-Qualified Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-07-25: Reporting owner MCKNIGHT TINA D; Form 4; Security Non-Qualified Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-07-25: Reporting owner MCKNIGHT TINA D; Form 4; Security Non-Qualified Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-25 | WALTERS JAY Director | 4/A | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $9.00 exercise price | 2013-07-30 | |
| 2013-07-25 | MCKNIGHT TINA D Officer (Sr. Gen. Counsel and Secretary) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $7.54 exercise price | 2013-07-29 | |
| 2013-07-25 | MCKNIGHT TINA D Officer (Sr. Gen. Counsel and Secretary) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $8.08 exercise price | 2013-07-29 | |
| 2013-07-25 | MCKNIGHT TINA D Officer (Sr. Gen. Counsel and Secretary) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −101,000 0 owned after | $2.09 | 2013-07-29 | |
| 2013-07-25 | LEVRAN ALEXANDER Officer (President, Renewable Energy) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $4.26 | 2013-07-29 | |
| 2013-07-25 | LEVRAN ALEXANDER Officer (President, Renewable Energy) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −186,000 0 owned after | $2.09 | 2013-07-29 | |
| 2013-07-25 | LEVRAN ALEXANDER Officer (President, Renewable Energy) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.54 exercise price | 2013-07-29 | |
| 2013-07-25 | LEVRAN ALEXANDER Officer (President, Renewable Energy) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,000 0 owned after | $8.08 exercise price | 2013-07-29 | |
| 2013-07-25 | Hogge Steven D Officer (President, Power Solutions) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −133,000 0 owned after | $4.27 exercise price | 2013-07-29 | |
| 2013-07-25 | Hogge Steven D Officer (President, Power Solutions) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $9.04 exercise price | 2013-07-29 | |
| 2013-07-25 | Hogge Steven D Officer (President, Power Solutions) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $8.08 exercise price | 2013-07-29 | |
| 2013-07-25 | Larsen Gary R Officer (Sr. Vice President Finance/CFO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $10.62 exercise price | 2013-07-29 | |
| 2013-07-25 | Larsen Gary R Officer (Sr. Vice President Finance/CFO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,000 0 owned after | $8.08 exercise price | 2013-07-29 | |
| 2013-07-25 | Larsen Gary R Officer (Sr. Vice President Finance/CFO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $2.09 | 2013-07-29 | |
| 2013-07-25 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $3.97 | 2013-07-29 | |
| 2013-07-25 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $3.97 | 2013-07-29 | |
| 2013-07-25 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −467,000 0 owned after | $2.09 | 2013-07-29 | |
| 2013-07-25 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $7.54 exercise price | 2013-07-29 | |
| 2013-07-25 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −339,000 0 owned after | $8.08 exercise price | 2013-07-29 | |
| 2013-07-25 | GACEK JON W Director | 4 | Non Qualified Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.16 | 2013-07-25 | |
| 2013-07-25 | Kambiz Hooshmand Director | 4 | Non Qualified Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $4.09 | 2013-07-25 | |
| 2013-07-25 | MELLIAR SMITH CHRISTOPHER MARK Director | 4 | Non Qualified Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.89 | 2013-07-25 | |
| 2013-07-25 | MELLIAR SMITH CHRISTOPHER MARK Director | 4 | Non Qualified Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $5.16 | 2013-07-25 | |
| 2013-07-25 | WALTERS JAY Director | 4 | Non Qualified Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.89 | 2013-07-25 | |
| 2013-07-25 | WALTERS JAY Director | 4 | Non Qualified Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.16 | 2013-07-25 | |
| 2012-04-30 | MCKNIGHT TINA D Officer (SVP Gen. Counsel and Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,000 101,000 owned after | $4.27 exercise price | 2012-05-02 | |
| 2012-04-30 | LEVRAN ALEXANDER Officer (President, Renewable Energy) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,000 186,000 owned after | $4.27 exercise price | 2012-05-02 | |
| 2012-04-30 | Hogge Steven D Officer (President, Power Solutions) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +133,000 133,000 owned after | $4.27 exercise price | 2012-05-02 | |
| 2012-04-30 | Larsen Gary R Officer (Sr. Vice President Finance/CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $4.27 exercise price | 2012-05-02 | |
| 2012-04-30 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +467,000 467,000 owned after | $4.27 exercise price | 2012-05-02 | |
| 2011-05-03 | MCKNIGHT TINA D Officer (General Counsel and Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.08 exercise price | 2011-05-05 | |
| 2011-05-03 | Larsen Gary R Officer (Sr. Vice President Finance/CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $8.08 exercise price | 2011-05-05 | |
| 2011-05-03 | Hogge Steven D Officer (President, Power Solutions) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $8.08 exercise price | 2011-05-05 | |
| 2011-05-03 | Dial Neil Officer (Sr. VP, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $8.08 exercise price | 2011-05-05 | |
| 2011-05-03 | LEVRAN ALEXANDER Officer (President, Renewable Energy) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $8.08 exercise price | 2011-05-05 | |
| 2011-05-03 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +339,000 339,000 owned after | $8.08 exercise price | 2011-05-05 | |
| 2010-08-16 | Larsen Gary R Officer (SVP, Finance & CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.62 exercise price | 2010-08-17 | |
| 2010-07-15 | Hogge Steven D Officer (President, Power Solutions) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $9.04 exercise price | 2010-07-19 | |
| 2010-06-01 | LEVRAN ALEXANDER Officer (Sr. VP Res. & Dev., CTO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $7.54 exercise price | 2010-06-03 | |
| 2010-06-01 | Dial Neil Officer (Sr. VP, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,250 56,250 owned after | $7.54 exercise price | 2010-06-03 | |
| 2010-06-01 | MCKNIGHT TINA D Officer (General Counsel and Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $7.54 exercise price | 2010-06-03 | |
| 2010-06-01 | THOMPSON RICHARD J Director, Officer (Director, President & CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $7.54 exercise price | 2010-06-03 | |
| 2009-10-23 | BISHOP KENDALL R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.80 exercise price | 2009-10-27 | |
| 2009-10-23 | GOLDMAN STEVEN J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.80 exercise price | 2009-10-27 | |
| 2009-10-21 | Kambiz Hooshmand Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.26 | 2010-05-26 | |
| 2009-10-21 | Kambiz Hooshmand Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.26 | 2009-10-27 | |
| 2009-10-21 | Kambiz Hooshmand Director | 4 | Stock Option Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.26 | 2009-10-23 | |
| 2009-05-22 holding as of filing | Hogan Mark Officer (Sr. VP-Global Sales & Mktg.) | 3 | 6/6/2000 Stock Option Grant Derivative · Direct | Holding | $35.88 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hogan Mark Officer (Sr. VP-Global Sales & Mktg.) | 3 | 10/1/2001 Stock Option Grant Derivative · Direct | Holding | $5.77 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hogan Mark Officer (Sr. VP-Global Sales & Mktg.) | 3 | 10/1/2001 Stock Option Grant Derivative · Direct | Holding | $5.77 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hogan Mark Officer (Sr. VP-Global Sales & Mktg.) | 3 | 1/8/2003 Stock Option Grant Derivative · Direct | Holding | $6.02 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hogan Mark Officer (Sr. VP-Global Sales & Mktg.) | 3 | 7/21/2004 Stock Option Grant Derivative · Direct | Holding | $9.12 exercise price | 2009-05-22 | ||
| 2009-05-22 holding as of filing | Hogan Mark Officer (Sr. VP-Global Sales & Mktg.) | 3 | 8/4/2008 Stock Option Grant Derivative · Direct | Holding | $2.09 exercise price | 2009-05-22 | ||
| 2009-05-19 | GACEK JON W Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.19 exercise price | 2009-05-21 | |
| 2009-05-19 | BISHOP KENDALL R Director | 4 | Stock Option Derivative · Indirect · By Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.19 exercise price | 2009-05-20 | |
| 2009-05-19 | MELLIAR SMITH CHRISTOPHER MARK Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.19 exercise price | 2009-05-20 | |
| 2009-05-19 | WALTERS JAY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.19 exercise price | 2009-05-20 | |
| 2009-05-19 | GOLDMAN STEVEN J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.19 exercise price | 2009-05-20 | |
| 2009-05-19 | JACOBY JON E M Director | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.19 exercise price | 2009-05-20 | |
| 2008-09-29 | Dial Neil Officer (Sr. VP, Operations) | 4 | 9/29/08 Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.23 exercise price | 2008-09-30 | |
| 2008-08-04 | HOLLIDAY RANDALL H Officer (General Counsel and Secretary) | 4 | 8/4/08 Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.09 exercise price | 2008-08-06 | |
| 2008-08-04 | LEVRAN ALEXANDER Officer (Chief Technology Officer) | 4 | 8/4/08 Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.09 exercise price | 2008-08-06 | |
| 2008-02-18 | THOMPSON RICHARD J Director, Officer (Director and CEO) | 4 | Employee Stock Option-02-18-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.38 exercise price | 2008-02-20 | |
| 2007-03-21 holding as of filing | Kyle Jeffrey J Officer (VP, Finance and CFO) | 3 | Employee Stock Option Derivative · Direct | Holding | $4.96 exercise price | 2007-03-21 | ||
| 2007-03-21 holding as of filing | Kyle Jeffrey J Officer (VP, Finance and CFO) | 3 | Employee Stock Option Derivative · Direct | Holding | $9.12 exercise price | 2007-03-21 | ||
| 2006-04-26 | MARTIN DOUGLAS H 10% Owner | 4 | Stock Option 10/1/97 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $4.67 exercise price | 2006-09-12 | |
| 2006-04-26 | MARTIN DOUGLAS H 10% Owner | 4 | Stock Option 10/1/97 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $4.67 exercise price | 2006-04-28 |