POWER ONE INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-10: Reporting owner Ryland Kyle; Form 4; Security 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010; Transaction C Conversion of derivative security.
- 2011-11-10: Reporting owner SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP; Form 4; Security 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010; Transaction C Conversion of derivative security.
- 2011-11-10: Reporting owner SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP; Form 4; Security 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010; Transaction C Conversion of derivative security.
- 2011-11-10: Reporting owner SHAH AJAY B; Form 4; Security 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-10 | Ryland Kyle Director | 4 | 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010 Derivative · Indirect · See Footnote | C Conversion of derivative security | −36,078 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP 10% Owner | Director | 10% Owner | Director, 10% Owner | 4 | 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010 Derivative · Direct · (m) | C Conversion of derivative security | −36,078 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Investors Sumeru, L.P. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP 10% Owner | Director | 10% Owner | Director, 10% Owner | 4 | 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010 Derivative · Indirect · (m) | C Conversion of derivative security | −297 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SHAH AJAY B Director | 4 | 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010 Derivative · Indirect · See Footnote | C Conversion of derivative security | −36,078 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2011-11-10 | SHAH AJAY B Director | 4 | 6.0%/8.0%/10.0% Convertible Senior Notes, due 2010 Derivative · Indirect · See Footnote | C Conversion of derivative security | −297 0 owned after | $1.35 exercise price | 2011-11-10 | |
| 2009-05-15 holding as of filing | SHAH AJAY B Director | 3 | 6.0%/8.0%/10.0% Convertible Senior Notes due 2019 Derivative · Indirect · See footnote | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SHAH AJAY B Director | 3 | 6.0%/8.0%/10.0%Convertible Senior Notes due 2019 Derivative · Indirect · See footnote | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Investors Sumeru, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | 6.0%/8.0%/10.0% Convertible Senior Notes due 2019 Derivative · Direct · (m) | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | SLTA Sumeru (GP), L.L.C. | Silver Lake Technology Associates Sumeru, L.P. | Silver Lake Sumeru Fund LP | Silver Lake Technology Investors Sumeru, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | 6.0%/8.0%/10.0% Convertible Senior Notes due 2019 Derivative · Indirect · (m) | Holding | $1.35 exercise price | 2009-05-15 | ||
| 2009-05-15 holding as of filing | Ryland Kyle Director | 3 | 6.0%/8.0%/10.0% Convertible Senior Notes due 2019 Derivative · Indirect · See footnote | Holding | $1.35 exercise price | 2009-05-15 |