PLX TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-27: Reporting owner Meduri Vijay; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-01: Reporting owner SCHMITT RALPH H; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-02: Reporting owner RAUN DAVID; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-02: Reporting owner WHIPPLE ARTHUR O; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 0 owned after | $3.22 | 2012-11-29 | |
| 2012-05-01 | SCHMITT RALPH H Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.66 exercise price | 2012-05-03 | |
| 2012-04-02 | RAUN DAVID Officer (EVP and GM, Product Lines) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 90,000 owned after | $4.10 exercise price | 2012-04-05 | |
| 2012-04-02 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.10 exercise price | 2012-04-04 | |
| 2012-04-02 | Schaeffer Lamar Officer (Executive VP, Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $4.10 exercise price | 2012-04-04 | |
| 2012-04-02 | RAUN DAVID Officer (EVP and GM, Product Lines) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $4.10 exercise price | 2012-04-04 | |
| 2012-04-02 | Meduri Vijay Officer (Executive VP, Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.10 exercise price | 2012-04-04 | |
| 2012-04-02 | Grubisich Mike Officer (Executive VP, Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.10 exercise price | 2012-04-04 |