PLX TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-26: Reporting owner SALAMEH MICHAEL J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-07-02: Reporting owner REGULA JACK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-07-02: Reporting owner REGULA JACK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-01: Reporting owner CHISVIN LARRY; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-26 | SALAMEH MICHAEL J Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 21,000 owned after | $5.00 exercise price | 2007-07-27 | |
| 2007-07-02 | REGULA JACK Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −563 0 owned after | $3.22 exercise price | 2007-07-03 | |
| 2007-07-02 | REGULA JACK Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,437 977 owned after | $7.75 exercise price | 2007-07-03 | |
| 2007-06-01 | CHISVIN LARRY Officer (Chief Operating Off.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7 0 owned after | $3.22 exercise price | 2007-06-04 | |
| 2007-05-24 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.77 exercise price | 2007-05-29 | |
| 2007-05-24 | SMITH ROBERT HENRY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.77 exercise price | 2007-05-29 | |
| 2007-05-24 | RIORDAN THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.77 exercise price | 2007-05-29 | |
| 2007-05-24 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.77 exercise price | 2007-05-29 | |
| 2007-05-24 | GUZY D JAMES SR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.77 exercise price | 2007-05-29 | |
| 2007-05-04 | CHISVIN LARRY Officer (Chief Operating Off.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 7 owned after | $3.22 exercise price | 2007-05-08 | |
| 2007-04-26 | SALAMEH MICHAEL J Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 29,000 owned after | $5.00 exercise price | 2007-04-30 | |
| 2007-04-02 | CHISVIN LARRY Officer (Chief Operating Off.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 1,048 owned after | $3.22 exercise price | 2007-04-03 | |
| 2007-03-05 | CHISVIN LARRY Officer (Chief Operating Off.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 2,089 owned after | $3.22 exercise price | 2007-03-06 | |
| 2007-03-01 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $9.87 exercise price | 2007-03-02 | |
| 2007-02-01 | REGULA JACK Officer (Chief Tech. Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | READY MATTHEW Officer (VP of Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | RAUN DAVID K Officer (VP of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | Loh Stephen Officer (Interim CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | CHISVIN LARRY Officer (Chief Operating Off.) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | BERARDI HECTOR Officer (VP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,500 23,500 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | Apostol George JR Officer (VP of Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.21 exercise price | 2007-02-06 | |
| 2007-02-01 | CHISVIN LARRY Officer (Chief Operating Off.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 3,130 owned after | $3.22 exercise price | 2007-02-05 | |
| 2007-01-30 | SALAMEH MICHAEL J Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 37,000 owned after | $5.00 exercise price | 2007-01-31 | |
| 2007-01-03 | CHISVIN LARRY Officer (Chief Operating Off.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 4,171 owned after | $3.22 exercise price | 2007-01-04 | |
| 2007-01-03 | REGULA JACK Officer (Chief Tech. Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 563 owned after | $3.22 exercise price | 2007-01-04 | |
| 2007-01-03 | REGULA JACK Officer (Chief Tech. Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,875 5,414 owned after | $7.75 exercise price | 2007-01-04 |