PLX TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-12: Reporting owner Schaeffer Lamar; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-12: Reporting owner Schaeffer Lamar; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-12: Reporting owner Schaeffer Lamar; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-12: Reporting owner Schaeffer Lamar; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.50 | 2014-08-15 | |
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $2.77 | 2014-08-15 | |
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.63 | 2014-08-15 | |
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,000 0 owned after | $2.40 | 2014-08-15 | |
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.95 | 2014-08-15 | |
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.58 | 2014-08-15 | |
| 2014-08-12 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $0.56 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.50 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $2.77 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.63 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $2.40 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −110,000 0 owned after | $1.95 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.66 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.58 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $0.56 | 2014-08-15 | |
| 2014-08-12 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,875 0 owned after | $7.03 exercise price | 2014-08-15 | |
| 2014-08-12 | SCHMITT RALPH H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $4.55 | 2014-08-15 | |
| 2014-08-12 | SCHMITT RALPH H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $3.15 | 2014-08-15 | |
| 2014-08-12 | SCHMITT RALPH H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $1.97 | 2014-08-15 | |
| 2014-08-12 | SCHMITT RALPH H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $1.58 | 2014-08-15 | |
| 2014-08-12 | SCHMITT RALPH H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | SCHMITT RALPH H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $6.66 exercise price | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.50 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $2.77 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.63 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.40 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.95 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.58 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.55 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $0.56 | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $7.03 exercise price | 2014-08-15 | |
| 2014-08-12 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $9.55 exercise price | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.50 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $2.77 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.63 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.40 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.95 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.58 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.55 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $0.56 | 2014-08-15 | |
| 2014-08-12 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $7.03 exercise price | 2014-08-15 | |
| 2014-08-12 | SALAMEH MICHAEL J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $3.21 | 2014-08-15 | |
| 2014-08-12 | SALAMEH MICHAEL J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $3.19 | 2014-08-15 | |
| 2014-08-12 | SALAMEH MICHAEL J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.98 | 2014-08-15 | |
| 2014-08-12 | SALAMEH MICHAEL J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $1.97 | 2014-08-15 | |
| 2014-08-12 | SALAMEH MICHAEL J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $3.21 | 2014-08-15 | |
| 2014-08-12 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $3.19 | 2014-08-15 | |
| 2014-08-12 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.98 | 2014-08-15 | |
| 2014-08-12 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $1.97 | 2014-08-15 | |
| 2014-08-12 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $3.21 | 2014-08-15 | |
| 2014-08-12 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $3.19 | 2014-08-15 | |
| 2014-08-12 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.98 | 2014-08-15 | |
| 2014-08-12 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $1.97 | 2014-08-15 | |
| 2014-08-12 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | COLOMBATTO MARTIN J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | Singer Eric Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | DOMENIK STEPHEN L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.04 | 2014-08-15 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,000 0 owned after | $4.50 | 2014-08-14 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.77 | 2014-08-14 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.63 | 2014-08-14 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.40 | 2014-08-14 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.95 | 2014-08-14 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.58 | 2014-08-14 | |
| 2014-08-12 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $0.56 | 2014-08-14 | |
| 2014-06-02 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.94 exercise price | 2014-06-04 | |
| 2014-06-02 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $5.94 exercise price | 2014-06-04 | |
| 2014-06-02 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $5.94 exercise price | 2014-06-04 | |
| 2014-06-02 | RAUN DAVID Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $5.94 exercise price | 2014-06-04 | |
| 2014-06-02 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $5.94 exercise price | 2014-06-04 |