PLX TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-01: Reporting owner SCHMITT RALPH H; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-25: Reporting owner SMITH ROBERT HENRY; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-25: Reporting owner RIORDAN THOMAS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-25: Reporting owner Verderico Patrick; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-01 | SCHMITT RALPH H Director, Officer (President And Ceo) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.35 exercise price | 2011-06-03 | |
| 2011-05-25 | SMITH ROBERT HENRY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.31 exercise price | 2011-05-27 | |
| 2011-05-25 | RIORDAN THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.31 exercise price | 2011-05-27 | |
| 2011-05-25 | Verderico Patrick Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.31 exercise price | 2011-05-26 | |
| 2011-05-25 | SALAMEH MICHAEL J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.31 exercise price | 2011-05-26 | |
| 2011-05-25 | HART JOHN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.31 exercise price | 2011-05-26 | |
| 2011-05-25 | GUZY D JAMES SR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.31 exercise price | 2011-05-26 | |
| 2011-03-01 | RAUN DAVID Officer (VP, Marketing & Business Devel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.73 exercise price | 2011-03-04 | |
| 2011-03-01 | Meduri Vijay Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $3.73 exercise price | 2011-03-04 | |
| 2011-03-01 | Grubisich Mike Officer (Vice President Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $3.73 exercise price | 2011-03-04 | |
| 2011-03-01 | CHISVIN LARRY Officer (Chief Operations Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.73 exercise price | 2011-03-04 | |
| 2011-03-01 | WHIPPLE ARTHUR O Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.73 exercise price | 2011-03-04 | |
| 2011-03-01 | Schaeffer Lamar Officer (Vice President Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.73 exercise price | 2011-03-04 |