PATTERN ENERGY GROUP INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-12-09: Form 8-K; Period of report 2019-12-09; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2019-11-04: Form 8-K; Period of report 2019-11-04; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
- 2019-11-04: Form 8-K; Period of report 2019-11-03; Description 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 1.01.
- 2019-10-28: Form 8-K; Period of report 2019-10-25; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-12-09 | 8-K | 2019-12-09 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on November 3, 2019, Pattern Energy Group Inc., a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”), by and among the Company, Pacific US Inc., a Delaware corporation (“Parent”), and Pacific Bidco US Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”). | eh1901296_8k.htm |
| 2019-11-04 | 8-K | 2019-11-04 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 4, 2019, we issued a press release announcing our financial results for the third quarter ended September 30, 2019. 7.01 In addition to the earnings press release discussed in Item 2.02 above, on November 4, 2019, we are also providing Operating Metrics: Production Performance for long-term average production (“LTA”) compared to actual production, including compensated curtailment for the quarter ended September 30, 2019. | pegi201909308kdoc.htm |
| 2019-11-04 | 8-K | 2019-11-03 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 5.02 On November 3, 2019, the Company’s named executive officers (the “Executives”) entered into amended and restated employment agreements (the “Employment Agreements”). 7.01 On November 4, 2019, the Company issued an investor presentation containing additional information relating to the Merger. 8.01 On November 4, 2019, the Company issued a joint press release with CPPIB and Riverstone Holdings LLC announcing the Merger. | d830360d8k.htm |
| 2019-10-28 | 8-K | 2019-10-25 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 The information regarding the Private Placement set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. 3.03 The information regarding the Preferred Stock, the Securities Purchase Agreement and the Certificate of Designations set forth in Items 1.01 and 5.03 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03. 8.01 On October 25, 2019, Pattern Canada Finance Company ULC (“Pattern Canada”) (a wholly owned subsidiary of Pattern Energy) consummated a Purchase and Sale Agreement (the “Henvey Inlet PSA”) with Pattern Energy Group LP (“Pattern Development 1.0”). | pegi8k-octoberclosings.htm |
| 2019-10-11 | 8-K | 2019-10-10 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 3.02 The information regarding the Private Placement set forth under the heading “Securities Purchase and Rights Agreement related to Series A Perpetual Preferred Stock” under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. 7.01 The information included in this Current Report on Form 8-K under this Item 7.01 (including Exhibit 99.1 hereto) is being “furnished” and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of Section 18, nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as shall be expressly set forth by specific reference in such filing. | pegi8k-octobertransact.htm |
| 2019-08-06 | 8-K | 2019-08-06 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.02 On August 6, 2019, we issued a press release announcing our financial results for the second quarter ended June 30, 2019. 2.03 See description under Item 1.01 - Amendment No. 2 to Second Amended and Restated Credit and Guaranty Agreement above. 7.01 In addition to the earnings press release discussed in Item 2.02 above, on August 6, 2019, we are also providing Operating Metrics: Production Performance for long-term average production (“LTA”) compared to actual production, including compensated curtailment for the quarter ended June 30, 2019. | pegi201906308kdoc.htm |
| 2019-06-14 | 8-K | 2019-06-12 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Company held its 2019 Annual Meeting of Stockholders (the “Annual Meeting”) on Wednesday, June 12, 2019. | pegi2019agmresults.htm |
| 2019-05-10 | 8-K | 2019-05-10 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 10, 2019, we issued a press release announcing our financial results for the first quarter ended March 31, 2019. 7.01 In addition to the earnings press release discussed in Item 2.02 above, on May 10, 2019, we are also providing Operating Metrics: Production Performance for long-term average production ("LTA") compared to actual production, including compensated curtailment for the quarter ended March 31, 2019. | pegi201903318kdoc.htm |
| 2019-03-29 | 8-K | 2019-03-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a8-kiprightstransfer2019x03.htm |
| 2019-03-07 | 8-K | 2019-03-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a8-kgulfturbineexercise.htm |
| 2019-03-01 | 8-K | 2019-03-01 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On March 1, 2019, we issued a press release announcing our financial results for the fourth quarter and the year ended December 31, 2018. 7.01 In addition to the earnings press release discussed in Item 2.02 above, on March 1, 2019, we are also providing Operating Metrics: Production Performance for long-term average production ("LTA") compared to actual production, including compensated curtailment for the quarter ended December 31, 2018 and expected long-term average production for 2019. | pegi201812318kdoc.htm |
| 2019-01-09 | 8-K | 2019-01-09 | 7.01 Regulation FD Disclosure | 7.01 On January 9, 2019, the Company issued a press release relating to the consummation of an agreement to sell its interest in the K2 wind facility. | a8-kk2consummation.htm |
| 2019-01-02 | 8-K | 2019-01-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On December 28, 2018, Ms. Patricia Bellinger resigned as a director of Pattern Energy Group Inc. (the “Company”). 7.01 On December 31, 2018, the Company issued a press release relating to changes in its Board. | a8-kdirectortransitions.htm |