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PATTERN ENERGY GROUP INC. Form 8-K: Current report, 2017

PATTERN ENERGY GROUP INC. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2017-12-28: Form 8-K; Period of report 2017-12-22; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
  • 2017-11-22: Form 8-K; Period of report 2017-11-21; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
  • 2017-11-09: Form 8-K; Period of report 2017-11-09; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
  • 2017-10-31: Form 8-K; Period of report 2017-10-31; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2017-12-288-K2017-12-221.01 Entry into a Material Definitive Agreement; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
8.01 On December 22, 2017, the Company consummated the transactions contemplated by the Purchase and Sale Agreement (the “PH2 PSA”) with Vertuous.
a8kpanhandle2closing.htm
2017-11-228-K2017-11-211.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into a Material Definitive Agreement.
2.03 See description under Item 1.01 – Second Amended and Restated Credit and Guaranty Agreement above.
dp83184_8k.htm
2017-11-098-K2017-11-092.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On November 9, 2017, we issued a press release announcing our financial results for the third quarter ended September 30, 2017.
7.01 In addition to the earnings press release discussed in Item 2.02 above, on November 9, 2017, we are also providing Operating Metrics: Production Performance for long-term average production ("LTA") compared to actual production, including compensated curtailment for our wind farms for the quarter ended September 30, 2017, such information is furnished herewith as Exhibit 99.2.
pegi201709308kdoc.htm
2017-10-318-K2017-10-311.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.a8-kpsppiggybackregistrati.htm
2017-10-238-K2017-10-181.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.dp81811_8k.htm
2017-10-188-K2017-10-182.02 Results of Operations and Financial Condition2.02 On October 18, 2017, Pattern Energy Group Inc. (the “Company” or “Pattern Energy”) reported that the recent natural disasters, including the hurricanes in Texas and Puerto Rico, the earthquake in Mexico and the wildfires in California adversely impacted the Company’s operations in the third quarter.dp81714_8k.htm
2017-09-058-K/A2017-09-059.01 Financial Statements and Exhibits9.01 See Explanatory Note above.a8kapatterndevelopment20.htm
2017-09-058-K/A2017-09-059.01 Financial Statements and Exhibits9.01 See Explanatory Note above.a8kameikle.htm
2017-08-148-K2017-08-101.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure1.01 Entry into a Material Definitive Agreement.
2.01 On August 10, 2017, the Company consummated the transactions contemplated by the Purchase and Sale Agreement (the “Meikle PSA”) by and among the Company, Vertuous Canada Inc. and Pattern Energy Group LP (“Pattern Development 1.0”).
7.01 On August 14, 2017, the Company issued a press release.
dp79412_8k.htm
2017-08-088-K2017-08-082.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On August 8, 2017, we issued a press release announcing our financial results for the second quarter ended June 30, 2017.
7.01 In addition to the earnings press release discussed in Item 2.02 above, on August 8, 2017, we are also providing Operating Metrics: Production Performance for long-term average production ("LTA") compared to actual production, including compensated curtailment for our wind farms for the quarter ended June 30, 2017, such information is furnished herewith as Exhibit 99.2.
pegi201706308kdoc.htm
2017-08-028-K2017-08-022.01 Completion of Acquisition or Disposition of Assets2.01 On July 27, 2017, the Company funded an initial $60 million capital call under the Second Amended and Restated Agreement of Limited Partnership of Pattern Energy Group Holdings 2 LP (“PEGH 2”), dated as of June 16, 2017, by and among PEGH 2, the Class A Limited Partners set forth therein and the Class B Limited Partners set forth therein.a8kfundinginitialcapitalca.htm
2017-06-298-K2017-06-297.01 Regulation FD Disclosure7.01 On June 29, 2017, officers of Pattern Energy will present to members of the investment community as part of an Investor Day event to be held in New York, New York.a8-kinvestorday.htm
2017-06-198-K2017-06-161.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
5.02 During the course of planning and structuring the transactions contemplated by the agreements described in Item 1.01, in light of the additional workload required by each of Michael J. Lyon and Esben W. Pedersen, who serve as the Company’s chief financial officer and chief investment officer, respectively, the Nominating, Governance, and Compensation Committee and our Board of Directors initiated a review of such officers’ compensation arrangements.
7.01 On June 19, 2017, we issued a press release and made available supplemental slides.
8.01 On June 16, 2017, PSP Investments acquired 8.7 million shares, or approximately 9.9%, of the Company’s outstanding Class A common stock from Pattern Development Finance Company LLC, a wholly owned subsidiary of Pattern Development 1.0 (the “PEGI Share Acquisition”).
dp77426_8k.htm
2017-06-058-K2017-06-025.07 Submission of Matters to a Vote of Security Holders5.07 The Company held its 2017 Annual Meeting of Stockholders (the “Annual Meeting”) on Thursday June 1, 2017.pegi2017shareholdervoteres.htm
2017-05-098-K2017-05-092.02 Results of Operations and Financial Condition2.02 On May 9, 2017, we issued a press release announcing our financial results for the first quarter ended March 31, 2017.pegi201703318kdoc.htm
2017-04-288-K2017-04-277.01 Regulation FD Disclosure7.01 On April 27, 2017, Pattern Energy Group Inc. (“Pattern Energy”) issued a press release announcing it had published a white paper (the “White Paper”) on its website outlining the business model, investment thesis and phases of development.redwhitepaper8kapril2017.htm
2017-04-278-K2017-04-217.01 Regulation FD Disclosure; 8.01 Other Events7.01 On April 26, 2017, Pattern Energy Group Inc. (“Pattern Energy”) issued a press release.
8.01 On April 21, 2017, Pattern Energy consummated a Purchase and Sale Agreement (the “Broadview PSA”) with Pattern Renewables LP, a Delaware limited partnership and controlled affiliate of Pattern Development 1.0 (as defined below) (“Broadview Seller”), and Pattern Energy Group LP (“Pattern Development 1.0”).
broadviewclosing8kapril2017.htm
2017-03-018-K2017-03-012.02 Results of Operations and Financial Condition2.02 On March 1, 2017, we issued a press release announcing our financial results for the fourth quarter and for the year ended December 31, 2016.pegi201612318kdoc.htm
2017-01-258-K2017-01-201.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
2.03 The information required by Item 2.03 relating to the Indenture and the Notes is contained in Item 1.01 above and is incorporated herein by reference.
8.01 On January 25, 2017, the Company announced the closing of the previously announced Notes Offering.
dp72146_8k.htm
2017-01-208-K2017-01-208.01 Other Events8.01 On January 20, 2017, Pattern Energy Group Inc. issued a press release announcing that it priced its offering of $350 million aggregate principal amount of its 5.875% senior notes due 2024 in a private offering to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and to certain non-U.S. persons in accordance with Regulation S under the Securities Act.dp72066_8k.htm
2017-01-178-K2017-01-178.01 Other Events8.01 On January 17, 2017, Pattern Energy Group Inc. issued a press release announcing that it proposes to offer, subject to market conditions and other factors, $350.0 million aggregate principal amount of senior notes to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and to certain non-U.S. persons in accordance with Regulation S under the Securities Act.dp71964_8k.htm