OURPETS CO Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
- 2016-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
- 2016-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
- 2016-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 0 owned after | $0.68 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 0 owned after | $0.80 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 0 owned after | $0.84 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 0 owned after | $0.97 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 50,563 owned after | $0.50 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 379,216 owned after | $0.42 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 126,413 owned after | $0.55 exercise price | 2016-12-23 | |
| 2016-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 0 owned after | $0.44 exercise price | 2016-12-23 | |
| 2016-09-08 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Warrant Derivative · Direct · (m) | Holding | 5,155 owned after | $0.97 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Warrant Derivative · Indirect · (m) | Holding | 37,113 owned after | $0.97 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Warrant Derivative · Indirect · (m) | Holding | 10,309 owned after | $0.97 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Warrant Derivative · Indirect · (m) | Holding | 9,000 owned after | $0.50 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Spouse | Holding | 26,000 owned after | $0.50 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Partnership | Holding | 6,000 owned after | $0.50 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Spouse | Holding | 125,000 owned after | $0.55 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Spouse | Holding | 0 owned after | $0.44 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 257,560 owned after | $0.68 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 28,480 owned after | $0.80 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.84 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.97 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.50 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 375,000 owned after | $0.42 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 125,000 owned after | $0.55 exercise price | 2016-09-08 | |
| 2016-09-08 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 0 owned after | $0.44 exercise price | 2016-09-08 | |
| 2016-06-03 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 16,650 owned after | $0.50 exercise price | 2016-06-03 | |
| 2016-06-03 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.50 exercise price | 2016-06-03 |