OURPETS CO Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-01: Reporting owner FRASER WILLIAM M; Form 4; Security Warrant; Transaction Holding.
- 2011-06-01: Reporting owner FRASER WILLIAM M; Form 4; Security Warrant; Transaction Holding.
- 2011-06-01: Reporting owner FRASER WILLIAM M; Form 4; Security Warrant; Transaction Holding.
- 2011-06-01: Reporting owner FRASER WILLIAM M; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-01 holding as of filing | FRASER WILLIAM M Director | 4 | Warrant Derivative · Direct | Holding | 7,601 owned after | $0.82 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | FRASER WILLIAM M Director | 4 | Warrant Derivative · Direct | Holding | 1,483 owned after | $1.43 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | FRASER WILLIAM M Director | 4 | Warrant Derivative · Direct | Holding | 5,063 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | FRASER WILLIAM M Director | 4 | Warrant Derivative · Direct | Holding | 2,531 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 21,703 owned after | $0.28 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 7,335 owned after | $1.19 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 12,909 owned after | $0.40 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 51,141 owned after | $0.42 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 16,610 owned after | $1.43 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 141,955 owned after | $0.95 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 167,191 owned after | $0.95 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 109,358 owned after | $0.95 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 51,141 owned after | $0.42 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 255,419 owned after | $0.69 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 19,746 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 4,557 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 11,107 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 2,563 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 2,633 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 608 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 352,990 owned after | $0.45 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 28,125 owned after | $0.81 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 62,763 owned after | $0.85 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 62,763 owned after | $0.98 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | IRELAND JAMES D III Director | 4 | Warrant Derivative · Direct · (m) | Holding | 9,491 owned after | $1.43 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | IRELAND JAMES D III Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 63,287 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | IRELAND JAMES D III Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 31,644 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Direct | Holding | 9,490 owned after | $1.43 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Direct | Holding | 63,287 owned after | $0.49 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Direct | Holding | 31,644 owned after | $0.49 exercise price | 2011-06-01 |