OURPETS CO Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-08-10: Reporting owner TSENGAS EVANGELIA S; Form 4; Security Warrant; Transaction Holding.
- 2006-08-10: Reporting owner TSENGAS EVANGELIA S; Form 4; Security Warrant; Transaction Holding.
- 2006-08-10: Reporting owner TSENGAS EVANGELIA S; Form 4; Security Warrant; Transaction Holding.
- 2006-08-10: Reporting owner TSENGAS EVANGELIA S; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-08-10 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 140,771 owned after | $0.96 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 25,026 owned after | $0.96 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 249,217 owned after | $0.96 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.43 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 140,771 owned after | $0.96 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 165,797 owned after | $0.96 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 108,446 owned after | $0.96 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 50,000 owned after | $0.43 exercise price | 2006-08-10 | |
| 2006-08-02 | TSENGAS EVANGELIA S 10% Owner | 4 | Warrant Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.70 exercise price | 2006-08-10 | |
| 2006-08-02 | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.70 exercise price | 2006-08-10 | |
| 2006-02-16 holding as of filing | Fazio Carl Jr Director | 5 | Warrant Derivative · Direct | Holding | 7,098 owned after | $0.29 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | Fazio Carl Jr Director | 5 | Warrant Derivative · Direct | Holding | 50,000 owned after | $0.43 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | AVENI JOSEPH T Director | 5 | Warrant Derivative · Direct | Holding | 21,294 owned after | $0.29 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | AVENI JOSEPH T Director | 5 | Warrant Derivative · Direct | Holding | 7,243 owned after | $1.21 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | AVENI JOSEPH T Director | 5 | Warrant Derivative · Direct | Holding | 12,717 owned after | $0.40 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | AVENI JOSEPH T Director | 5 | Warrant Derivative · Direct | Holding | 50,000 owned after | $0.43 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations & Secretary), 10% Owner | 5 | Warrant Derivative · Direct · (m) | Holding | 5,214 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations & Secretary), 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 37,539 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations & Secretary), 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 10,428 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 5 | Warrant Derivative · Direct · (m) | Holding | 140,771 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 25,026 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 249,217 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.43 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 5 | Warrant Derivative · Direct · (m) | Holding | 140,771 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 165,797 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 108,446 owned after | $0.96 exercise price | 2006-02-16 | |
| 2006-02-16 holding as of filing | TSENGAS STEVEN Director, Officer (Chairman, President & CEO), 10% Owner | 5 | Warrant Derivative · Direct · (m) | Holding | 50,000 owned after | $0.43 exercise price | 2006-02-16 | |
| 2006-01-05 holding as of filing | Pet Zone Products Ltd. 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $0.60 exercise price | 2006-01-05 | ||
| 2006-01-04 | Pet Zone Products Ltd. 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | $0.34 exercise price | 2006-01-05 |