OURPETS CO Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 257,560 owned after | $0.68 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 355,949 owned after | $0.45 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 28,480 owned after | $0.80 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.84 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.97 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.50 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 375,000 owned after | $0.42 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 125,000 owned after | $0.55 exercise price | 2013-12-23 | |
| 2013-10-30 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Spouse | Holding | 26,000 owned after | $0.50 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Partnership | Holding | 6,000 owned after | $0.50 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 257,560 owned after | $0.68 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 355,949 owned after | $0.45 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 28,480 owned after | $0.80 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.84 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.97 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.50 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 375,000 owned after | $0.42 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $0.49 exercise price | 2013-10-30 | |
| 2013-10-10 | TSENGAS EVANGELIA S 10% Owner | 4 | Warrants Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.55 exercise price | 2013-10-30 | |
| 2013-10-10 | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.55 exercise price | 2013-10-30 | |
| 2013-06-21 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 16,650 owned after | $0.50 exercise price | 2013-06-21 | |
| 2013-06-19 | Spirk John W Director | 4 | Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −31,909 0 owned after | $0.50 exercise price | 2014-04-10 | |
| 2013-06-19 | Spirk John W Director | 4 | Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −31,909 0 owned after | $0.50 exercise price | 2013-06-21 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 257,560 owned after | $0.68 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 355,949 owned after | $0.45 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 28,480 owned after | $0.80 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.84 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 63,290 owned after | $0.97 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 50,000 owned after | $0.50 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 375,000 owned after | $0.42 exercise price | 2013-06-19 | |
| 2013-06-18 | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −5,105 0 owned after | $0.49 exercise price | 2013-06-19 | |
| 2013-06-18 | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −14,039 0 owned after | $0.49 exercise price | 2013-06-19 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 21,794 owned after | $0.28 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 7,335 owned after | $1.19 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 12,909 owned after | $0.40 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 51,355 owned after | $0.42 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Warrant Derivative · Direct | Holding | 16,679 owned after | $1.42 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Direct · (m) | Holding | 9,530 owned after | $1.42 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Direct · (m) | Holding | 63,552 owned after | $0.49 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Direct · (m) | Holding | 31,776 owned after | $0.49 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 16,650 owned after | $0.50 exercise price | 2013-06-12 |