OS THERAPIES INCORPORATED Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2026-03-06: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2026-03-04; Total offering amount $2,000,000.
- 2026-01-20: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2026-01-14; Total offering amount $7,531,884.
- 2025-09-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2025-09-02; Total offering amount $3,777,808.
- 2025-07-16: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2025-06-23; Total offering amount $4,216,794.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2026-03-06 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2026-03-04 | $2,000,000 | $2,000,000 | $0 | 9 |
|---|
| 2026-01-20 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2026-01-14 | $7,531,884 | $3,498,650 | $4,033,234 | 9 |
|---|
| 2025-09-10 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2025-09-02 | $3,777,808 | $3,777,808 | $0 | 10 |
|---|
| 2025-07-16 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2025-06-23 | $4,216,794 | $4,216,794 | $0 | 27 |
|---|
| 2025-01-22 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2024-12-31 | $10,000,000 | $7,103,000 | $2,897,000 | 34 |
|---|
| 2023-12-14 | Rule 506(b) | Unsecured Convertible Promissory Note and Restricted Stock Grant for shares of Class A Common Stock. | 2023-12-08 | $2,000,000 | $700,000 | $1,300,000 | 3 |
|---|
| 2023-01-11 | Rule 506(b) | Equity; OptionToAcquire; Convertible promissory notes including underlying Class A common stock issuable upon conversion of such notes. | 2022-11-16 | $2,000,000 | $2,000,000 | $0 | 11 |
|---|
| 2020-05-01 | Rule 506(b) | Debt; Convertible Debt | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |
|---|
| 2019-12-05 | Rule 506(b) | Convertible debt | 2018-07-25 | $500,000 | $359,000 | $141,000 | 11 |
|---|