Ontrak, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2025. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-06-20: Reporting owner Acuitas Group Holdings, LLC | PEIZER TERREN S; Form 4; Security Pre-Funded Common Stock Purchase Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2025-06-18: Reporting owner Acuitas Group Holdings, LLC | PEIZER TERREN S; Form 4; Security Common Stock Purchase Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2025-05-27: Reporting owner Acuitas Group Holdings, LLC | PEIZER TERREN S; Form 4; Security Common Stock Purchase Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2025-05-09: Reporting owner Acuitas Group Holdings, LLC | PEIZER TERREN S; Form 4; Security Common Stock Purchase Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-06-20 | Acuitas Group Holdings, LLC | PEIZER TERREN S 10% Owner | 10% Owner | 4 | Pre-Funded Common Stock Purchase Warrant Derivative · Indirect · By Humanitario | X Exercise of in-the-money or at-the-money derivative security | −500,000 799,575 owned after | $0.00 | 2025-06-24 | |
| 2025-06-18 | Acuitas Group Holdings, LLC | PEIZER TERREN S 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · By Acuitas | J Other acquisition or disposition (describe transaction) | $1.39 exercise price | 2025-06-23 | ||
| 2025-05-27 | Acuitas Group Holdings, LLC | PEIZER TERREN S 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · By Acuitas | J Other acquisition or disposition (describe transaction) | $1.59 exercise price | 2025-05-29 | ||
| 2025-05-09 | Acuitas Group Holdings, LLC | PEIZER TERREN S 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · By Acuitas | J Other acquisition or disposition (describe transaction) | $1.64 exercise price | 2025-05-20 | ||
| 2025-03-28 | Acuitas Group Holdings, LLC | PEIZER TERREN S 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · By Acuitas | J Other acquisition or disposition (describe transaction) | $1.48 exercise price | 2025-04-01 |