Ontrak, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-12-31: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-12-22; Total offering amount $1,100,000.
- 2014-10-02: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-09-29; Total offering amount $1,500,000.
- 2011-10-06: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-09-22; Total offering amount $225,000.
- 2011-07-18: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-07-01; Total offering amount $127,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-12-31 | Rule 506(b) | Equity | 2014-12-22 | $1,100,000 | $1,100,000 | $0 | 8 |
| 2014-10-02 | Rule 506(b) | Equity | 2014-09-29 | $1,500,000 | $1,500,000 | $0 | 8 |
| 2011-10-06 | Rule 506 | Equity | 2011-09-22 | $225,000 | $225,000 | $0 | 1 |
| 2011-07-18 | Rule 506 | Equity | 2011-07-01 | $127,500 | $127,500 | $0 | 2 |