Ontrak, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2025. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-01-02: Reporting owner Sherman Michael Edward; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2025-01-02: Reporting owner Berman Richard A; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2025-01-02: Reporting owner Messina James M.; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-09-10: Reporting owner Messina James M.; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-01-02 | Sherman Michael Edward Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,829 91,829 owned after | $1.85 exercise price | 2025-01-06 | |
| 2025-01-02 | Berman Richard A Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,592 65,592 owned after | $1.85 exercise price | 2025-01-06 | |
| 2025-01-02 | Messina James M. Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,592 65,592 owned after | $1.85 exercise price | 2025-01-06 |