Ontrak, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-06-14: Reporting owner Park James J; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-06-14: Reporting owner Park James J; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-06-14: Reporting owner Feld Judith; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-06-14: Reporting owner Park James J; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-06-14 | Park James J Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4 5 owned after | $1.43 | 2025-06-17 | |
| 2024-06-14 | Park James J Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66 134 owned after | $0.25 | 2024-07-11 | |
| 2023-06-14 | Feld Judith Officer (Chief Medical Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 1,200 owned after | $0.00 | 2023-06-16 | |
| 2023-06-14 | Park James J Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 1,200 owned after | $0.00 | 2023-06-16 | |
| 2022-08-29 | Messina James M. Director | 4/A | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +460,759 460,759 owned after | $0.00 | 2023-12-26 | |
| 2022-08-29 | Berman Richard A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +460,759 460,759 owned after | $0.00 | 2023-12-26 | |
| 2022-08-29 | Sherman Michael Edward Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +460,759 460,759 owned after | $0.00 | 2023-12-26 | |
| 2022-08-29 | Messina James M. Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +460,759 460,759 owned after | $0.00 | 2022-08-31 | |
| 2022-08-05 holding as of filing | Feld Judith Officer (Chief Medical Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2022-08-05 | ||
| 2022-07-19 | ZECCHINI EDWARD J Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2022-07-21 | |
| 2022-07-19 | Seloff Diane Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2022-07-21 | |
| 2021-08-20 holding as of filing | Park James J Officer (Chief Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2021-08-20 |