Once Upon a Farm, PBC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-11-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-28; Total offering amount $30,318,689.
- 2018-11-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-28; Total offering amount $30,318,689.
- 2018-10-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-28; Total offering amount $27,618,783.
- 2017-06-20: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-01-23; Total offering amount $5,105,435.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-11-13 D/A | Rule 506(b) | Equity | 2018-09-28 | $30,318,689 | $20,099,316 | $10,219,373 | 33 |
| 2018-11-13 D/A | Rule 506(b) | Equity | 2018-09-28 | $30,318,689 | $20,099,316 | $10,219,373 | 33 |
| 2018-10-22 | Rule 506(b) | Equity | 2018-09-28 | $27,618,783 | $18,045,253 | $9,573,530 | 31 |
| 2017-06-20 D/A | Rule 506(b) | Equity | 2017-01-23 | $5,105,435 | $3,955,750 | $1,149,685 | 28 |
| 2017-02-01 | Rule 506(b) | Equity | 2017-01-23 | $4,605,435 | $3,105,614 | $1,499,821 | 23 |
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