Once Upon a Farm, PBC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-03-14: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; Date of first sale 2022-02-28; Total offering amount $52,085,213.
- 2021-06-29: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; Date of first sale 2021-06-14; Total offering amount $22,793,145.
- 2020-02-24: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2020-02-14; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2022-03-14 | Rule 506(b) | Equity; Debt; OptionToAcquire | 2022-02-28 | $52,085,213 | $44,004,439 | $8,080,774 | 23 |
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| 2021-06-29 | Rule 506(b) | Equity; Debt; OptionToAcquire | 2021-06-14 | $22,793,145 | $22,793,145 | $0 | 36 |
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| 2020-02-24 | Rule 506(b) | Debt; OptionToAcquire | 2020-02-14 | $10,000,000 | $8,877,000 | $1,123,000 | 7 |
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