OCLARO, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-11-18: Form 8-K; Period of report 2016-11-18; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2016-11-01: Form 8-K; Period of report 2016-11-01; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2016-09-27: Form 8-K; Period of report 2016-09-21; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2016-09-14: Form 8-K; Period of report 2016-09-14; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-11-18 | 8-K | 2016-11-18 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On November 18, 2016, the Company held its 2016 annual meeting of stockholders. | oclaro8-kannualmtgnov182016.htm |
| 2016-11-01 | 8-K | 2016-11-01 | 2.02 Results of Operations and Financial Condition | 2.02 On November 1, 2016, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter ended October 1, 2016, and intends to discuss the financial results announced in the press release during a related conference call to be held on November 1, 2016. | oclrform8-kq1x17epr.htm |
| 2016-09-27 | 8-K | 2016-09-21 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On September 21, 2016, the Company issued a press release announcing the pricing of the Offering. | a16-18220_38k.htm |
| 2016-09-14 | 8-K | 2016-09-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (c) On September 8, 2016, Oclaro, Inc. (the “Company”) appointed Dr. Beck Mason, age 49, as its President, Integrated Photonics Business, effective immediately. | a8-kitemnewofficersept1420.htm |
| 2016-08-29 | 8-K | 2016-08-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 As previously disclosed, Ms. Lori Holland notified Oclaro, Inc. (the “Company”) of her resignation as a member of its Board of Directors (the “Board”), to be effective following the completion of the audit of the Company’s financial statements for the year ended July 2, 2016 and the filing of the Company’s Annual Report on Form 10-K for the same period (the “2016 Annual Report”). 8.01 On August 29, 2016, the Company issued a press release announcing the appointment of Ms. Haylor to the Board. | a8-kitem502aug29.htm |
| 2016-08-22 | 8-K | 2016-08-22 | 1.02 Termination of a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.02 In connection with the privately negotiated exchanges described below under “Item 3.02. 3.02 The issuance of Shares in connection with the agreements were made pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), contained in Section 3(a)(9) of the Securities Act, on the basis that the exchanges constitute exchanges with existing holders of the Company’s securities and no commission or other remuneration was or will be paid or given directly or indirectly to any party for soliciting such exchange. 8.01 On August 22, 2016, the Company issued a press release announcing that no Notes remain outstanding. | a8-kitem102302convertaug22.htm |
| 2016-08-12 | 8-K/A | 2016-08-12 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, Oclaro, Inc. (the “Company”) entered into privately negotiated agreements each dated August 9, 2016 pursuant to which it agreed to issue (i) an aggregate of 20,564,101 shares of its common stock, par value $0.01 per share (the “Common Stock”), plus (ii) a to be determined number of additional shares of Common Stock based on certain formulaic consideration (together, the “Shares”) in exchange for $40.1 million aggregate principal amount of its 6.00% Convertible Senior Notes due 2020 (the “Notes”). | a8-kitem302convertaug12.htm |
| 2016-08-10 | 8-K | 2016-08-09 | 3.02 Unregistered Sales of Equity Securities | 3.02 Oclaro, Inc. (the “Company”) entered into privately negotiated agreements, each dated August 9, 2016, pursuant to which it will issue (i) an aggregate of 20,564,101 shares of its common stock, par value $0.01 per share (the “Common Stock”), plus (ii) a to be determined amount of additional shares of Common Stock (together, the “Shares”) in exchange for $40.1 million aggregate principal amount of its 6.00% Convertible Senior Notes due 2020 (the “Notes”). | a8-kitem302convertaug9.htm |
| 2016-08-08 | 8-K | 2016-08-08 | 3.02 Unregistered Sales of Equity Securities | 3.02 Oclaro, Inc. (the “Company”) entered into a privately negotiated agreement dated August 8, 2016 pursuant to which it will (i) issue 12,051,282 shares (the “Shares”) of its common stock, par value $0.01 per share, and (ii) make a cash payment equal to $4.7 million in exchange for approximately $23.5 million aggregate principal amount of its 6.00% Convertible Senior Notes due 2020 (the “Notes”). | a8-kitem302convert.htm |
| 2016-08-02 | 8-K | 2016-08-02 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.02 On August 2, 2016, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter and year ended July 2, 2016, and intends to discuss the financial results announced in the press release during a related conference call to be held on August 2, 2016. 5.02 On August 2, 2016, the Company announced that on July 28, 2016, Ms. Lori Holland notified the Company of her resignation as a member of its Board of Directors, to be effective following the completion of the audit of the Company’s financial statements for the year ended July 2, 2016 and the filing of the Company’s Annual Report on Form 10-K for the same period. | oclrform8-kq4x16epr.htm |
| 2016-05-03 | 8-K | 2016-05-03 | 2.02 Results of Operations and Financial Condition | 2.02 On May 3, 2016, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter ended March 26, 2016, and intends to discuss the financial results announced in the press release during a related conference call to be held on May 3, 2016. | oclrform8-kq3x16epr.htm |
| 2016-03-08 | 8-K | 2016-03-08 | 8.01 Other Events | 8.01 On March 8, 2010, Oclaro, Inc. (the "Company") publicly issued a press release with a statement regarding the United States Department of Commerce's ruling on Zhongxing Telecommunications Equipment Corporation and its subsidiary, ZTE Kangxun Telecommunications Ltd. (collectively, "ZTE"). | a8-kitem801zte.htm |
| 2016-02-04 | 8-K/A | 2016-02-04 | 2.02 Results of Operations and Financial Condition | 2.02 Oclaro, Inc. (the "Company") is filing this form 8-K/A to amend the Company's Current Report on Form 8-K filed February 2, 2016, to correct a wording mistake in one of the headings contained in the Company's press release announcing the results of the Company's second fiscal quarter ended December 26, 2015. | oclr8-kaamendedepr.htm |
| 2016-02-02 | 8-K | 2016-02-02 | 2.02 Results of Operations and Financial Condition | 2.02 On February 2, 2016, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter ended December 26, 2015, and intends to discuss the financial results announced in the press release during a related conference call to be held on February 2, 2016. | oclrform8-kq2x16epr.htm |