OCLARO, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-12-30: Form 8-K; Period of report 2014-12-30; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2014-11-18: Form 8-K; Period of report 2014-11-17; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2014-11-14: Form 8-K; Period of report 2014-11-14; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2014-11-04: Form 8-K; Period of report 2014-11-04; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-12-30 | 8-K | 2014-12-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | oclr8-kholdback.htm |
| 2014-11-18 | 8-K | 2014-11-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (c) On November 17, 2014, Lisa Paul joined Oclaro, Inc. (the “Company”) as its Executive Vice President, Human Resources. | oclr8-knewhrvpitem502.htm |
| 2014-11-14 | 8-K | 2014-11-14 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On November 14, 2014, Oclaro, Inc. (the “Company”) held its 2014 annual meeting of stockholders. | oclaro8-kitem507.htm |
| 2014-11-04 | 8-K | 2014-11-04 | 2.02 Results of Operations and Financial Condition | 2.02 On November 4, 2014, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter ended September 27, 2014, and intends to discuss the financial results announced in the press release during a related conference call to be held on November 4, 2014. | oclrform8-kq1x15epr.htm |
| 2014-10-29 | 8-K | 2014-10-28 | 1.01 Entry into a Material Definitive Agreement; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 5.03 The Amended and Restated Bylaws of the Company, as currently in effect (the “Current Bylaws”), provide that the Company’s directors will be elected by a plurality vote. | oclr8-kbylaws101and503.htm |
| 2014-10-27 | 8-K | 2014-10-27 | 8.01 Other Events | 8.01 As previously reported, Oclaro Japan, Inc., a company incorporated under the laws of Japan (“Oclaro Japan”) and a wholly-owned subsidiary of Oclaro, Inc. (the “Company”), entered into a Master Separation Agreement (“MSA”) with Ushio Opto Semiconductors, Inc., a company incorporated under the laws of Japan (“Ushio Opto”), and Ushio, Inc., a company incorporated under the laws of Japan (“Ushio”), whereby Ushio Opto agreed to acquire the industrial and consumer business of Oclaro Japan located at its Komoro, Japan facility, by means of an absorption-type demerger under the Japanese Companies Act (such transaction, the “Transaction”). | oclr8-kkomoroclose.htm |
| 2014-08-13 | 8-K | 2014-08-13 | 2.02 Results of Operations and Financial Condition | 2.02 On August 13, 2014, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter and year ended June 28, 2014, and intends to discuss the financial results announced in the press release during a related conference call to be held on August 13, 2014. | oclrform8-kq4x14epr.htm |
| 2014-08-05 | 8-K | 2014-08-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | oclr8-kkomorosale.htm |
| 2014-08-01 | 8-K | 2014-07-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.02 On July 30, 2014, Oclaro, Inc. (the “Company”) adopted an updated form of Executive Severance and Retention Agreement (the “Retention Agreement”). 5.03 On July 30, 2014, the Board adopted the Company’s Amended and Restated By-laws (“Restated Bylaws”), effective immediately. | oclr8-kq1x15item502and503.htm |
| 2014-07-21 | 8-K | 2014-07-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 21, 2014, Dr. Adam Carter joined Oclaro, Inc. (the “Company”) as its Chief Commercial Officer. | a8-kadamcarter502.htm |
| 2014-06-05 | 8-K | 2014-06-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously announced, Dr. Terence Unter resigned as the Chief Operating Officer of Oclaro, Inc. (the “Company”), effective as of June 2, 2014. | a8-kunterseparation.htm |
| 2014-05-14 | 8-K | 2014-05-05 | 7.01 Regulation FD Disclosure | 7.01 On May 5, 2014, the United States District Court for the Northern District of California (the “Court”) entered an order providing for preliminary approval of a settlement (the “Settlement”) in connection with the consolidated shareholder derivative action captioned In re Oclaro, Inc. Derivative Litigation, Case No. 11-cv-03176 EMC, and a parallel consolidated shareholder derivative action pending in the Superior Court for the State of California for the County of Santa Clara. | a8-ksettlementofderivative.htm |
| 2014-05-06 | 8-K | 2014-04-30 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.02 On May 6, 2014, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter ended March 29, 2014, and intends to discuss the financial results announced in the press release during a related conference call to be held on May 6, 2014. 5.02 On April 30, 2014, the Board of Directors (the “Board”) of the Company appointed Dr. Richard Craig as the President of its Integrated Photonics Division, effective April 28, 2014. 8.01 On May 2, 2014, the Company announced that PECM Strategic Funding L.P. and Providence TMT Debt Opportunity Fund L.P., holders of warrants (the “Warrants”) to purchase shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), have exercised the Warrants in full. | oclrform8-kq3x14epr.htm |
| 2014-04-04 | 8-K | 2014-03-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 above with respect to the Loan Agreement and the Guaranty is incorporated herein in its entirety. | a8-ksvbcreditfacility.htm |
| 2014-03-20 | 8-K | 2014-03-14 | 1.02 Termination of a Material Definitive Agreement | 1.02 On March 14, 2014, Oclaro, Inc., a Delaware corporation (the “Parent”), terminated the Second Amended and Restated Credit Agreement, dated as of November 2, 2012 (as amended, the “Credit Agreement”), among the Parent, Oclaro Technology Limited, a company incorporated under the laws of England and Wales (“Borrower”), each lender party thereto (the “Lenders”) and Wells Fargo Capital Finance, LLC, a Delaware limited liability company (as successor-by-merger to Wells Fargo Capital Finance, Inc.), as administrative agent for the Lenders. | d695848d8k.htm |
| 2014-02-04 | 8-K | 2014-02-04 | 2.02 Results of Operations and Financial Condition | 2.02 On February 4, 2014, Oclaro, Inc. (“Oclaro” or the “Company”) issued a press release announcing its operating and financial results for the quarter ended December 28, 2013, and intends to discuss the financial results announced in the press release during a related conference call to be held on February 4, 2014. | d669383d8k.htm |
| 2014-01-15 | 8-K | 2014-01-14 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On January 14, 2014, Oclaro, Inc. (the “Company”) held its 2013 annual meeting of stockholders (“Annual Meeting”). | d657764d8k.htm |
| 2014-01-10 | 8-K | 2014-01-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 As previously announced, Kate Rundle resigned as the Executive Vice President, General Counsel and Corporate Secretary of Oclaro, Inc. (the “Company”), effective as of January 10, 2014. 8.01 On January 1, 2014, David L. Teichmann joined the Company, and is succeeding Ms. Rundle as its Executive Vice President, General Counsel and Corporate Secretary. | d656386d8k.htm |