OCLARO, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2011-11-15: Form 8-K; Period of report 2011-11-09; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2011-11-09: Form 8-K; Period of report 2011-11-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2011-10-27: Form 8-K; Period of report 2011-10-21; Description 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 2.02.
- 2011-07-28: Form 8-K; Period of report 2011-07-26; Description 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.06 Material Impairments; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2011-11-15 | 8-K | 2011-11-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d256720d8k.htm |
| 2011-11-09 | 8-K | 2011-11-09 | 2.02 Results of Operations and Financial Condition | 2.02 On November 9, 2011, Oclaro, Inc. (the “Company”) announced its financial results for the fiscal quarter ended October 1, 2011 and provided a related investor presentation. | c24527e8vk.htm |
| 2011-10-27 | 8-K | 2011-10-21 | 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 2.02 On October 25, 2011, Oclaro, Inc., a Delaware corporation (the “Company”), provided an update to its expectations for the first quarter, fiscal year 2012 financial results. 3.02 On October 21, 2011, Oclaro, Inc., a Delaware corporation (the “Company”) issued 769,408 shares of the Company’s common stock to certain former security holders of Mintera Corporation, a Delaware corporation (“Mintera”). 5.02 On October 26, 2011 at our 2011 Annual Meeting of Stockholders, the Company’s stockholders approved the Oclaro, Inc. 2011 Employee Stock Purchase Plan (the “ESPP”). 5.07 On October 26, 2011, we held our 2011 annual meeting of stockholders. 8.01 Also on October 25, 2011, the Company issued a statement regarding the impact on its operations of the Thailand flooding. | c23786e8vk.htm |
| 2011-07-28 | 8-K | 2011-07-26 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.06 Material Impairments; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics | 1.01 On August 2, 2006, Oclaro, Inc., as the “Company” or “Parent”, along with Oclaro Technology Ltd., Oclaro Photonics, Inc. and Oclaro Technology, Inc., each a wholly-owned subsidiary of the Company (collectively the “Original Borrowers”), entered into a credit agreement, or the “Original Credit Agreement”, with Wells Fargo Capital Finance, Inc. and certain other lenders, which Original Credit Agreement has previously been amended from time to time. 2.02 On July 28, 2011, the Company announced its financial results for the fiscal quarter ended July 2, 2011. 2.03 The information set forth in Item 1.01 above with respect to the Credit Agreement and Security Agreements is incorporated herein in its entirety. 2.06 During the three month period ended July 2, 2011, the Company completed its annual first phase analysis for potential impairment of its goodwill, which included examining the impact of current general economic conditions on the Company’s future prospects and the current level of the Company’s market capitalization. 5.02 On July 26, 2011, the Board of Directors (the “Board”) of the Company unanimously elected Marissa Peterson to serve as a Class II director of the Company. 5.03 On July 26, 2011, the Board adopted Amendment No. 3 to the Company’s Amended and Restated By-laws (“Amendment No. 3”), effective immediately. 5.05 On July 26, 2011, the Board adopted an amended and restated Code of Business Conduct and Ethics for directors, officers, employees and contractors of the Company (the “Code”). | c20549e8vk.htm |
| 2011-07-11 | 8-K | 2011-07-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 5, 2011, Scott Parker, the Company’s Executive Vice President of Sales resigned from that position, effective as of July 11, 2011. | d8k.htm |
| 2011-07-08 | 8-K | 2011-07-01 | 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.02 On July 1, 2011, Oclaro, Inc. (the “Company”) delivered a notice of termination to Fabrinet Co. Ltd. (“Fabrinet”) under the Volume Supply Agreement, dated May 6, 2004, between the Company and Fabrinet (as amended, the “Supply Agreement”). 5.02 On July 1, 2011, Bernard Couillaud, the Chairman of the Company’s Board of Directors (the “Board”) resigned from the Board effective as of that date. | d8k.htm |
| 2011-04-28 | 8-K | 2011-04-28 | 2.02 Results of Operations and Financial Condition | 2.02 On April 28, 2011, Oclaro, Inc. (the “Company”) announced its financial results for the fiscal quarter ended April 2, 2011. | f59039e8vk.htm |
| 2011-04-05 | 8-K | 2011-04-05 | 2.02 Results of Operations and Financial Condition | 2.02 On April 5, 2011, Oclaro, Inc. (“Oclaro”) issued a press release (the “Press Release”) updating its fiscal third quarter guidance. | f58837e8vk.htm |
| 2011-01-27 | 8-K | 2011-01-27 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.02 On January 27, 2011, Oclaro, Inc. (the “Company”) announced its financial results for the fiscal quarter ended January 1, 2011. 5.02 On January 27, 2011, the Board of Directors (the “Board”) of the Company appointed Jim Haynes President as General Manager of the Company’s Photonic Components business unit. | f58068e8vk.htm |