NxStage Medical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 85 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Burbank Jeffrey H; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-28: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-09: Reporting owner Mixer Jean K; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-12: Reporting owner Burbank Jeffrey H; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,560 0 owned after | $4.10 | 2013-01-03 | |
| 2012-12-28 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 5,989 owned after | $4.10 | 2013-01-02 | |
| 2012-11-09 | Mixer Jean K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,579 11,579 owned after | $11.00 exercise price | 2012-11-13 | |
| 2012-09-12 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $8.55 | 2012-09-12 | |
| 2012-09-10 | Snell Todd M Officer (SVP, QA, Reg.&Clinical Affairs) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,848 21,848 owned after | $13.34 exercise price | 2012-09-12 | |
| 2012-09-07 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −842 0 owned after | $8.55 exercise price | 2012-09-11 | |
| 2012-08-06 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 90,000 owned after | $4.32 exercise price | 2012-08-08 | |
| 2012-07-18 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 10,161 owned after | $2.11 exercise price | 2012-07-19 | |
| 2012-07-18 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 9,513 owned after | $4.54 exercise price | 2012-07-19 | |
| 2012-07-13 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 37,000 owned after | $8.55 | 2012-07-13 | |
| 2012-07-12 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 46,250 owned after | $8.55 | 2012-07-13 | |
| 2012-07-09 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 10,000 owned after | $2.11 exercise price | 2012-07-10 | |
| 2012-07-02 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,997 owned after | $5.47 exercise price | 2012-07-03 | |
| 2012-07-02 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 4,721 owned after | $4.54 exercise price | 2012-07-03 | |
| 2012-06-29 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,684 842 owned after | $8.55 exercise price | 2012-07-03 | |
| 2012-06-21 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 10,490 owned after | $4.54 exercise price | 2012-06-21 | |
| 2012-06-21 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 10,959 owned after | $2.11 exercise price | 2012-06-21 | |
| 2012-06-20 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 55,500 owned after | $8.55 | 2012-06-21 | |
| 2012-06-19 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 64,750 owned after | $8.55 | 2012-06-21 | |
| 2012-06-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,997 owned after | $5.47 exercise price | 2012-06-13 | |
| 2012-06-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 6,262 owned after | $4.54 exercise price | 2012-06-13 | |
| 2012-06-07 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 94,000 owned after | $4.32 exercise price | 2012-06-08 | |
| 2012-05-29 | Chambon Philippe O. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,442 0 owned after | $12.20 exercise price | 2012-05-31 | |
| 2012-05-24 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 74,000 owned after | $8.55 | 2012-05-25 | |
| 2012-05-24 | Straube Barry M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,272 15,272 owned after | $14.99 exercise price | 2012-05-25 | |
| 2012-05-24 | REID PERPER Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $12.20 exercise price | 2012-05-25 | |
| 2012-05-24 | MOORE CRAIG W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $12.20 exercise price | 2012-05-25 | |
| 2012-05-24 | MOORE CRAIG W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,272 15,272 owned after | $14.99 exercise price | 2012-05-25 | |
| 2012-05-24 | LEWIS EARL R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,272 15,272 owned after | $14.99 exercise price | 2012-05-25 | |
| 2012-05-24 | HAM NANCY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,272 15,272 owned after | $14.99 exercise price | 2012-05-25 | |
| 2012-05-24 | Giannini Daniel A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,272 15,272 owned after | $14.99 exercise price | 2012-05-25 | |
| 2012-05-24 | Chambon Philippe O. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,272 15,272 owned after | $14.99 exercise price | 2012-05-25 | |
| 2012-05-23 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 83,250 owned after | $8.55 | 2012-05-25 | |
| 2012-05-23 | Utterberg David S Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $12.20 exercise price | 2012-05-25 | |
| 2012-05-22 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 11,467 owned after | $4.54 exercise price | 2012-05-23 | |
| 2012-05-22 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 11,757 owned after | $2.11 exercise price | 2012-05-23 | |
| 2012-05-09 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 4,997 owned after | $5.47 exercise price | 2012-05-11 | |
| 2012-05-09 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 7,803 owned after | $4.54 exercise price | 2012-05-11 | |
| 2012-05-07 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 95,000 owned after | $4.32 exercise price | 2012-05-09 | |
| 2012-05-07 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 25,000 owned after | $4.54 exercise price | 2012-05-09 | |
| 2012-05-07 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.11 exercise price | 2012-05-09 | |
| 2012-04-30 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,494 0 owned after | $8.55 exercise price | 2012-05-01 | |
| 2012-04-25 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 92,500 owned after | $8.55 | 2012-04-27 | |
| 2012-04-24 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 101,750 owned after | $8.55 | 2012-04-25 | |
| 2012-04-23 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 12,555 owned after | $2.11 exercise price | 2012-04-25 | |
| 2012-04-23 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 12,444 owned after | $4.54 exercise price | 2012-04-25 | |
| 2012-04-23 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,842 4,526 owned after | $8.55 exercise price | 2012-04-25 | |
| 2012-04-09 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 9,344 owned after | $4.54 exercise price | 2012-04-11 | |
| 2012-04-09 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 5,997 owned after | $5.47 exercise price | 2012-04-11 | |
| 2012-04-02 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 9,494 owned after | $8.55 exercise price | 2012-04-03 | |
| 2012-04-02 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 99,000 owned after | $4.32 exercise price | 2012-04-03 | |
| 2012-03-28 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 10,885 owned after | $4.54 exercise price | 2012-03-29 | |
| 2012-03-28 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 32,400 owned after | $9.96 exercise price | 2012-03-29 | |
| 2012-03-22 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 111,000 owned after | $8.55 | 2012-03-23 | |
| 2012-03-21 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,490 120,250 owned after | $8.55 | 2012-03-23 | |
| 2012-03-20 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 13,353 owned after | $2.11 exercise price | 2012-03-22 | |
| 2012-03-20 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 13,421 owned after | $4.54 exercise price | 2012-03-22 | |
| 2012-03-20 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,842 6,368 owned after | $8.55 exercise price | 2012-03-22 | |
| 2012-03-14 | Giannini Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $12.20 exercise price | 2012-03-16 | |
| 2012-03-09 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,439 12,439 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-09 | Turk Joseph E Jr Officer (President, North America) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,549 15,549 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-09 | Swan Winifred L Officer (SVP and General Counsel) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,549 15,549 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-09 | Shea Thomas Officer (SVP Manufacturing Operations) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,439 12,439 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-09 | Miller Michael Officer (President, International) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,549 15,549 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-09 | Burbank Jeffrey H Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,759 42,759 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-09 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,549 15,549 owned after | $18.48 exercise price | 2012-03-14 | |
| 2012-03-08 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 16,994 owned after | $8.55 exercise price | 2012-03-12 | |
| 2012-03-05 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 103,000 owned after | $4.32 exercise price | 2012-03-06 | |
| 2012-02-28 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 14,151 owned after | $2.11 exercise price | 2012-02-28 | |
| 2012-02-28 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 14,398 owned after | $4.54 exercise price | 2012-02-28 | |
| 2012-02-28 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,842 8,210 owned after | $8.55 exercise price | 2012-02-28 | |
| 2012-02-27 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 33,400 owned after | $9.96 exercise price | 2012-02-28 | |
| 2012-02-23 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 127,740 owned after | $8.55 | 2012-02-24 | |
| 2012-02-22 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 136,990 owned after | $8.55 | 2012-02-24 | |
| 2012-02-08 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 12,426 owned after | $4.54 exercise price | 2012-02-08 | |
| 2012-02-08 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 6,175 owned after | $2.11 exercise price | 2012-02-08 | |
| 2012-02-06 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 113,000 owned after | $4.32 exercise price | 2012-02-08 | |
| 2012-01-31 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,844 10,052 owned after | $8.55 exercise price | 2012-02-01 | |
| 2012-01-31 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −978 15,375 owned after | $4.54 exercise price | 2012-02-01 | |
| 2012-01-31 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −798 14,949 owned after | $2.11 exercise price | 2012-02-01 | |
| 2012-01-31 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 34,400 owned after | $9.96 exercise price | 2012-02-01 | |
| 2012-01-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 13,967 owned after | $4.54 exercise price | 2012-01-13 | |
| 2012-01-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,110 8,230 owned after | $2.11 exercise price | 2012-01-13 | |
| 2012-01-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 24,494 owned after | $8.55 exercise price | 2012-01-13 | |
| 2012-01-06 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 117,000 owned after | $4.32 exercise price | 2012-01-09 |