NxStage Medical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 138 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-14: Reporting owner Shea Thomas; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-12: Reporting owner Burbank Jeffrey H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-11: Reporting owner Swan Winifred L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-11: Reporting owner Swan Winifred L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-14 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 147,000 owned after | $4.32 exercise price | 2011-04-15 | |
| 2011-04-12 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 14,840 owned after | $3.76 exercise price | 2011-04-13 | |
| 2011-04-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 27,836 owned after | $4.54 exercise price | 2011-04-13 | |
| 2011-04-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 25,780 owned after | $2.11 exercise price | 2011-04-13 | |
| 2011-04-05 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 41,400 owned after | $9.96 exercise price | 2011-04-07 | |
| 2011-04-01 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 42,000 owned after | $2.11 exercise price | 2011-04-04 | |
| 2011-03-17 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 29,377 owned after | $4.54 exercise price | 2011-03-18 | |
| 2011-03-17 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 27,835 owned after | $2.11 exercise price | 2011-03-18 | |
| 2011-03-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 175,000 owned after | $8.92 exercise price | 2011-03-18 | |
| 2011-03-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 64,000 owned after | $4.54 exercise price | 2011-03-18 | |
| 2011-03-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 37,000 owned after | $2.11 exercise price | 2011-03-18 | |
| 2011-03-17 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 24,840 owned after | $3.76 exercise price | 2011-03-18 | |
| 2011-03-15 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 30,600 owned after | $4.54 exercise price | 2011-03-16 | |
| 2011-03-15 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 28,500 owned after | $2.11 exercise price | 2011-03-16 | |
| 2011-03-14 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 34,000 owned after | $2.11 exercise price | 2011-03-16 | |
| 2011-03-11 | Giannini Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $10.83 exercise price | 2011-03-14 | |
| 2011-03-04 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 42,400 owned after | $9.96 exercise price | 2011-03-07 | |
| 2011-03-03 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,066 29,494 owned after | $8.55 exercise price | 2011-03-07 | |
| 2011-03-03 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 43,400 owned after | $9.96 exercise price | 2011-03-07 | |
| 2011-02-17 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 34,840 owned after | $3.76 exercise price | 2011-02-18 | |
| 2011-02-17 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 33,560 owned after | $8.55 exercise price | 2011-02-18 | |
| 2011-02-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 42,000 owned after | $2.11 exercise price | 2011-02-18 | |
| 2011-02-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 180,000 owned after | $8.92 exercise price | 2011-02-18 | |
| 2011-02-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 66,000 owned after | $4.54 exercise price | 2011-02-18 | |
| 2011-02-16 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 32,183 owned after | $4.54 exercise price | 2011-02-18 | |
| 2011-02-16 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 29,917 owned after | $2.11 exercise price | 2011-02-18 | |
| 2011-02-15 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 30,918 owned after | $4.54 exercise price | 2011-02-16 | |
| 2011-02-15 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 29,890 owned after | $2.11 exercise price | 2011-02-16 | |
| 2011-02-14 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 41,500 owned after | $2.11 exercise price | 2011-02-16 | |
| 2011-01-20 | HAM NANCY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,026 5,026 owned after | $24.38 exercise price | 2011-01-24 | |
| 2011-01-20 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 44,840 owned after | $3.76 exercise price | 2011-01-21 | |
| 2011-01-18 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 185,000 owned after | $8.92 exercise price | 2011-01-20 | |
| 2011-01-18 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 47,000 owned after | $2.11 exercise price | 2011-01-20 | |
| 2011-01-18 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 68,000 owned after | $4.54 exercise price | 2011-01-20 | |
| 2011-01-11 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 33,766 owned after | $4.54 exercise price | 2011-01-12 | |
| 2011-01-11 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 31,334 owned after | $2.11 exercise price | 2011-01-12 | |
| 2011-01-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 32,459 owned after | $4.54 exercise price | 2011-01-12 | |
| 2011-01-11 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 31,945 owned after | $2.11 exercise price | 2011-01-12 |