NxStage Medical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-28: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-28: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-28: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-17: Reporting owner Shea Thomas; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-28 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,350 2,263 owned after | $4.10 exercise price | 2010-12-30 | |
| 2010-12-28 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,656 0 owned after | $3.42 exercise price | 2010-12-30 | |
| 2010-12-28 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 0 owned after | $3.76 exercise price | 2010-12-30 | |
| 2010-12-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 49,000 owned after | $2.11 exercise price | 2010-12-17 | |
| 2010-12-16 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,710 12,750 owned after | $3.76 exercise price | 2010-12-17 | |
| 2010-12-15 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,613 35,349 owned after | $4.54 exercise price | 2010-12-17 | |
| 2010-12-15 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,337 32,751 owned after | $2.11 exercise price | 2010-12-17 | |
| 2010-12-14 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,710 26,460 owned after | $3.76 exercise price | 2010-12-16 | |
| 2010-12-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 190,000 owned after | $8.92 exercise price | 2010-12-16 | |
| 2010-12-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 70,000 owned after | $4.54 exercise price | 2010-12-16 | |
| 2010-12-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 52,000 owned after | $2.11 exercise price | 2010-12-16 | |
| 2010-12-08 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,746 35,088 owned after | $2.11 exercise price | 2010-12-09 | |
| 2010-12-08 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,304 37,962 owned after | $4.54 exercise price | 2010-12-09 | |
| 2010-12-07 | Utterberg David S Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $12.59 exercise price | 2010-12-09 | |
| 2010-11-30 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,337 49,834 owned after | $2.11 exercise price | 2010-12-02 | |
| 2010-11-30 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,513 58,266 owned after | $4.54 exercise price | 2010-12-02 | |
| 2010-11-18 | Burbank Jeffrey H Director, Officer (President & CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,750 27,420 owned after | $3.76 exercise price | 2011-01-04 | |
| 2010-11-18 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −960 40,170 owned after | $3.76 exercise price | 2010-11-18 | |
| 2010-11-18 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,750 42,090 owned after | $3.76 exercise price | 2010-11-18 | |
| 2010-11-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 50,000 owned after | $2.11 exercise price | 2010-11-18 | |
| 2010-11-16 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,710 41,130 owned after | $3.76 exercise price | 2010-11-18 | |
| 2010-11-16 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 195,000 owned after | $8.92 exercise price | 2010-11-18 | |
| 2010-11-16 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 72,000 owned after | $4.54 exercise price | 2010-11-18 | |
| 2010-11-16 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 57,000 owned after | $2.11 exercise price | 2010-11-18 | |
| 2010-11-10 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,746 52,171 owned after | $2.11 exercise price | 2010-11-12 | |
| 2010-11-10 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,304 60,779 owned after | $4.54 exercise price | 2010-11-12 | |
| 2010-11-05 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 34,000 owned after | $2.11 exercise price | 2010-11-05 | |
| 2010-11-04 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 34,000 owned after | $4.54 exercise price | 2010-11-05 | |
| 2010-11-03 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,613 66,083 owned after | $4.54 exercise price | 2010-11-12 | |
| 2010-11-03 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,337 56,917 owned after | $2.11 exercise price | 2010-11-12 | |
| 2010-10-29 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 49,000 owned after | $4.54 exercise price | 2010-10-29 | |
| 2010-10-29 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 59,000 owned after | $2.11 exercise price | 2010-10-29 | |
| 2010-10-28 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,839 0 owned after | $4.10 exercise price | 2010-10-29 | |
| 2010-10-28 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,494 0 owned after | $4.10 exercise price | 2010-10-29 | |
| 2010-10-28 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,667 62,333 owned after | $2.11 exercise price | 2010-10-29 | |
| 2010-10-27 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 59,254 owned after | $2.11 exercise price | 2010-10-27 | |
| 2010-10-25 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,012 23,236 owned after | $6.84 exercise price | 2010-10-27 | |
| 2010-10-25 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,040 12,896 owned after | $8.55 exercise price | 2010-10-27 | |
| 2010-10-25 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,304 68,696 owned after | $4.54 exercise price | 2010-10-27 | |
| 2010-10-25 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,746 69,254 owned after | $2.11 exercise price | 2010-10-27 | |
| 2010-10-18 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 51,000 owned after | $2.11 exercise price | 2010-10-19 | |
| 2010-10-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 62,000 owned after | $2.11 exercise price | 2010-10-13 | |
| 2010-09-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 52,000 owned after | $2.11 exercise price | 2010-09-20 | |
| 2010-09-14 | CHAMBON PHILIPPE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $12.59 exercise price | 2010-09-15 | |
| 2010-09-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 64,000 owned after | $2.11 exercise price | 2010-09-15 | |
| 2010-08-19 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 66,000 owned after | $2.11 exercise price | 2010-08-19 | |
| 2010-08-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 53,000 owned after | $2.11 exercise price | 2010-08-18 | |
| 2010-08-13 | Giannini Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $12.59 exercise price | 2010-08-16 | |
| 2010-07-27 | MOORE CRAIG W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 0 owned after | $12.59 exercise price | 2010-07-29 | |
| 2010-07-27 | REID PERPER Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 0 owned after | $12.59 exercise price | 2010-07-29 | |
| 2010-07-19 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 54,000 owned after | $2.11 exercise price | 2010-07-19 | |
| 2010-07-15 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 68,000 owned after | $2.11 exercise price | 2010-07-15 | |
| 2010-06-17 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 70,000 owned after | $2.11 exercise price | 2010-06-17 | |
| 2010-06-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 55,000 owned after | $2.11 exercise price | 2010-06-17 | |
| 2010-05-27 | Utterberg David S Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-27 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-27 | REID PERPER Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-27 | MOORE CRAIG W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-27 | LEWIS EARL R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-27 | Giannini Daniel A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-27 | CHAMBON PHILIPPE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $13.88 exercise price | 2010-05-28 | |
| 2010-05-20 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 72,000 owned after | $2.11 exercise price | 2010-05-21 | |
| 2010-05-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 56,000 owned after | $2.11 exercise price | 2010-05-19 | |
| 2010-03-09 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,284 0 owned after | $3.76 exercise price | 2010-03-10 | |
| 2010-03-09 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,043 0 owned after | $4.10 exercise price | 2010-03-10 | |
| 2010-03-09 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,316 0 owned after | $4.10 exercise price | 2010-03-10 | |
| 2010-03-09 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,516 0 owned after | $5.47 exercise price | 2010-03-10 | |
| 2010-03-08 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,124 6,284 owned after | $3.76 exercise price | 2010-03-10 | |
| 2010-03-03 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,900 123,900 owned after | $9.96 exercise price | 2010-03-05 | |
| 2010-03-03 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,400 44,400 owned after | $9.96 exercise price | 2010-03-05 | |
| 2010-03-03 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,400 44,400 owned after | $9.96 exercise price | 2010-03-05 | |
| 2010-03-03 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,400 44,400 owned after | $9.96 exercise price | 2010-03-05 | |
| 2010-03-03 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,200 34,200 owned after | $9.96 exercise price | 2010-03-05 | |
| 2010-03-03 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,200 34,200 owned after | $9.96 exercise price | 2010-03-05 | |
| 2010-03-01 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,555 0 owned after | $2.74 exercise price | 2010-03-03 | |
| 2010-03-01 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,656 0 owned after | $3.76 exercise price | 2010-03-03 | |
| 2010-03-01 | LEWIS EARL R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,166 0 owned after | $4.24 exercise price | 2010-03-03 | |
| 2010-03-01 | LEWIS EARL R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $3.38 exercise price | 2010-03-03 |