NxStage Medical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 138 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-30: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-30: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-29: Reporting owner Turk Joseph E Jr; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-15: Reporting owner Swan Winifred L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-30 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 11,989 owned after | $4.10 exercise price | 2012-01-03 | |
| 2011-12-30 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 11,896 owned after | $8.55 exercise price | 2012-01-03 | |
| 2011-12-29 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,263 0 owned after | $4.10 exercise price | 2012-01-03 | |
| 2011-12-15 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 15,508 owned after | $4.54 exercise price | 2011-12-19 | |
| 2011-12-15 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 9,340 owned after | $2.11 exercise price | 2011-12-19 | |
| 2011-12-06 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 16,353 owned after | $4.54 exercise price | 2011-12-07 | |
| 2011-12-06 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 15,747 owned after | $2.11 exercise price | 2011-12-07 | |
| 2011-12-05 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 121,000 owned after | $4.32 exercise price | 2011-12-07 | |
| 2011-12-01 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 32,000 owned after | $4.54 exercise price | 2011-12-02 | |
| 2011-11-07 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 125,000 owned after | $4.32 exercise price | 2011-11-08 | |
| 2011-11-03 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 17,049 owned after | $4.54 exercise price | 2011-11-07 | |
| 2011-11-03 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 11,395 owned after | $2.11 exercise price | 2011-11-07 | |
| 2011-11-01 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 10,000 owned after | $2.11 exercise price | 2011-11-02 | |
| 2011-11-01 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 17,936 owned after | $4.54 exercise price | 2011-11-02 | |
| 2011-11-01 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 17,164 owned after | $2.11 exercise price | 2011-11-02 | |
| 2011-10-20 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 35,400 owned after | $9.96 exercise price | 2011-10-25 | |
| 2011-10-18 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 36,400 owned after | $9.96 exercise price | 2011-10-19 | |
| 2011-10-17 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,998 0 owned after | $4.10 exercise price | 2011-10-19 | |
| 2011-10-17 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 14,000 owned after | $2.11 exercise price | 2011-10-19 | |
| 2011-10-11 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 19,519 owned after | $4.54 exercise price | 2011-10-12 | |
| 2011-10-11 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 18,581 owned after | $2.11 exercise price | 2011-10-12 | |
| 2011-10-11 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 140,100 owned after | $8.92 exercise price | 2011-10-12 | |
| 2011-10-11 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 50,000 owned after | $4.54 exercise price | 2011-10-12 | |
| 2011-10-10 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 18,590 owned after | $4.54 exercise price | 2011-10-12 | |
| 2011-10-10 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 13,450 owned after | $2.11 exercise price | 2011-10-12 | |
| 2011-09-26 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −714 42,000 owned after | $4.54 exercise price | 2011-09-28 | |
| 2011-09-20 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 42,714 owned after | $4.54 exercise price | 2011-09-21 | |
| 2011-09-15 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,186 43,214 owned after | $4.54 exercise price | 2011-09-16 | |
| 2011-09-14 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 135,000 owned after | $4.32 exercise price | 2011-09-15 | |
| 2011-09-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 145,100 owned after | $8.92 exercise price | 2011-09-15 | |
| 2011-09-14 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 21,102 owned after | $4.54 exercise price | 2011-09-15 | |
| 2011-09-14 | Turk Joseph E Jr Officer (President, North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 19,998 owned after | $2.11 exercise price | 2011-09-15 | |
| 2011-09-14 | MOORE CRAIG W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,791 0 owned after | $3.76 exercise price | 2011-09-15 | |
| 2011-09-13 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 52,000 owned after | $4.54 exercise price | 2011-09-14 | |
| 2011-09-12 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 7,998 owned after | $4.10 exercise price | 2011-09-14 | |
| 2011-09-07 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 20,131 owned after | $4.54 exercise price | 2011-09-09 | |
| 2011-09-07 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 15,505 owned after | $2.11 exercise price | 2011-09-09 | |
| 2011-08-16 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 150,100 owned after | $8.92 exercise price | 2011-08-17 | |
| 2011-08-16 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 54,000 owned after | $4.54 exercise price | 2011-08-17 | |
| 2011-08-16 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 14,748 owned after | $4.10 exercise price | 2011-08-17 | |
| 2011-08-15 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 138,000 owned after | $4.32 exercise price | 2011-08-17 | |
| 2011-08-15 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 21,672 owned after | $4.54 exercise price | 2011-08-17 | |
| 2011-08-15 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 17,560 owned after | $2.11 exercise price | 2011-08-17 | |
| 2011-08-11 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 22,685 owned after | $4.54 exercise price | 2011-08-15 | |
| 2011-08-11 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 21,415 owned after | $2.11 exercise price | 2011-08-15 | |
| 2011-08-03 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 53,400 owned after | $4.54 exercise price | 2011-08-05 | |
| 2011-07-25 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 23,213 owned after | $4.54 exercise price | 2011-07-27 | |
| 2011-07-25 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 19,615 owned after | $2.11 exercise price | 2011-07-27 | |
| 2011-07-14 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 24,000 owned after | $2.11 exercise price | 2011-07-14 | |
| 2011-07-13 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,902 21,498 owned after | $4.10 exercise price | 2011-07-14 | |
| 2011-07-13 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 24,268 owned after | $4.54 exercise price | 2011-07-14 | |
| 2011-07-13 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 22,832 owned after | $2.11 exercise price | 2011-07-14 | |
| 2011-07-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 155,000 owned after | $8.92 exercise price | 2011-07-14 | |
| 2011-07-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 56,000 owned after | $4.54 exercise price | 2011-07-14 | |
| 2011-07-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 17,000 owned after | $2.11 exercise price | 2011-07-14 | |
| 2011-07-08 | Straube Barry M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,544 12,544 owned after | $21.06 exercise price | 2011-07-12 | |
| 2011-07-01 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 17,000 owned after | $2.11 exercise price | 2011-07-05 | |
| 2011-06-16 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 25,851 owned after | $4.54 exercise price | 2011-06-17 | |
| 2011-06-16 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 24,249 owned after | $2.11 exercise price | 2011-06-17 | |
| 2011-06-15 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,840 0 owned after | $3.76 exercise price | 2011-06-17 | |
| 2011-06-15 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,601 31,400 owned after | $4.10 exercise price | 2011-06-17 | |
| 2011-06-14 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 141,000 owned after | $4.32 exercise price | 2011-06-15 | |
| 2011-06-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 160,000 owned after | $8.92 exercise price | 2011-06-15 | |
| 2011-06-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 58,000 owned after | $4.54 exercise price | 2011-06-15 | |
| 2011-06-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 22,000 owned after | $2.11 exercise price | 2011-06-15 | |
| 2011-06-09 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 24,754 owned after | $4.54 exercise price | 2011-06-13 | |
| 2011-06-09 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 21,670 owned after | $2.11 exercise price | 2011-06-13 | |
| 2011-05-27 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,178 12,178 owned after | $18.59 exercise price | 2011-05-31 | |
| 2011-05-27 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,223 15,223 owned after | $18.59 exercise price | 2011-05-31 | |
| 2011-05-27 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,223 15,223 owned after | $18.59 exercise price | 2011-05-31 | |
| 2011-05-27 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,178 12,178 owned after | $18.59 exercise price | 2011-05-31 | |
| 2011-05-27 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,864 41,864 owned after | $18.59 exercise price | 2011-05-31 | |
| 2011-05-27 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,223 15,223 owned after | $18.59 exercise price | 2011-05-31 | |
| 2011-05-26 | Utterberg David S Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $10.83 exercise price | 2011-05-27 | |
| 2011-05-26 | Utterberg David S Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $18.55 exercise price | 2011-05-27 | |
| 2011-05-26 | REID PERPER Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $18.55 exercise price | 2011-05-27 | |
| 2011-05-26 | LEWIS EARL R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $18.55 exercise price | 2011-05-27 | |
| 2011-05-26 | HAM NANCY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $18.55 exercise price | 2011-05-27 | |
| 2011-05-26 | Giannini Daniel A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $18.55 exercise price | 2011-05-27 | |
| 2011-05-26 | Chambon Philippe O. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $10.83 exercise price | 2011-05-27 | |
| 2011-05-26 | Chambon Philippe O. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $18.55 exercise price | 2011-05-27 | |
| 2011-05-25 | REID PERPER Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $10.83 exercise price | 2011-05-27 | |
| 2011-05-25 | MOORE CRAIG W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $10.83 exercise price | 2011-05-27 | |
| 2011-05-20 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,541 26,295 owned after | $4.54 exercise price | 2011-05-23 | |
| 2011-05-20 | Swan Winifred L Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,055 23,725 owned after | $2.11 exercise price | 2011-05-23 | |
| 2011-05-16 | Shea Thomas Officer (SVP Manufacturing Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 144,000 owned after | $4.32 exercise price | 2011-05-17 | |
| 2011-05-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 165,000 owned after | $8.92 exercise price | 2011-05-13 | |
| 2011-05-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 60,000 owned after | $4.54 exercise price | 2011-05-13 | |
| 2011-05-12 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 27,000 owned after | $2.11 exercise price | 2011-05-13 | |
| 2011-05-12 | Burbank Jeffrey H Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 4,840 owned after | $3.76 exercise price | 2011-05-13 | |
| 2011-05-10 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 27,434 owned after | $4.54 exercise price | 2011-05-10 | |
| 2011-05-10 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 25,666 owned after | $2.11 exercise price | 2011-05-10 | |
| 2011-05-06 | REID PERPER Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 7,000 owned after | $10.83 exercise price | 2011-05-10 | |
| 2011-05-02 | Webb Michael J. Officer (SVP, Quality & Regulatory) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 27,000 owned after | $2.11 exercise price | 2011-05-04 | |
| 2011-04-25 | Miller Michael Officer (President, International) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $24.10 exercise price | 2011-04-27 | |
| 2011-04-21 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 29,017 owned after | $4.54 exercise price | 2011-04-25 | |
| 2011-04-21 | Turk Joseph E Jr Officer (SVP Commercial Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,417 27,083 owned after | $2.11 exercise price | 2011-04-25 | |
| 2011-04-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 170,000 owned after | $8.92 exercise price | 2011-04-15 | |
| 2011-04-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 62,000 owned after | $4.54 exercise price | 2011-04-15 | |
| 2011-04-14 | Brown Robert S. Officer (Sr. Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 32,000 owned after | $2.11 exercise price | 2011-04-15 |