NORTH STATE BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-24: Reporting owner SMITH FRED J JR; Form 4/A; Security Stock Option (Right to Buy); Transaction Holding.
- 2009-12-24: Reporting owner SMITH FRED J JR; Form 4/A; Security Stock Option (Right to Buy); Transaction Holding.
- 2009-12-23: Reporting owner SMITH FRED J JR; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2009-12-23: Reporting owner SMITH FRED J JR; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-24 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-24 | |
| 2009-12-24 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-24 | |
| 2009-12-23 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-23 | |
| 2009-12-23 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-23 | |
| 2009-12-21 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-21 | |
| 2009-12-21 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-21 | |
| 2009-12-04 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-04 | |
| 2009-12-04 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-12-04 | |
| 2009-11-17 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-11-17 | |
| 2009-11-17 | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 2,992 owned after | $2.66 | 2009-11-17 | |
| 2009-11-17 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 3,375 owned after | $16.93 exercise price | 2009-11-17 | |
| 2009-11-13 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-11-13 | |
| 2009-10-19 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-10-19 | |
| 2009-10-13 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-10-13 | |
| 2009-10-01 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-10-01 | |
| 2009-09-03 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-09-03 | |
| 2009-09-03 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-09-03 | |
| 2009-09-01 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-09-01 | |
| 2009-08-11 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-08-11 | |
| 2009-07-24 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-07-24 | |
| 2009-07-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-07-21 | |
| 2009-07-21 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-07-21 | |
| 2009-07-21 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-07-21 | |
| 2009-07-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-07-21 | |
| 2009-07-20 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-07-20 | |
| 2009-07-16 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-07-16 | |
| 2009-07-13 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-07-13 | |
| 2009-07-13 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-07-13 | |
| 2009-07-13 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-07-13 | |
| 2009-06-29 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-06-29 | |
| 2009-06-29 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-06-29 | |
| 2009-06-24 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-06-24 | |
| 2009-06-15 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-06-15 | |
| 2009-06-15 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-06-15 | |
| 2009-06-04 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-06-04 | |
| 2009-05-28 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-28 | |
| 2009-05-27 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-27 | |
| 2009-05-27 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-27 | |
| 2009-05-18 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-18 | |
| 2009-05-06 | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,277 0 owned after | $4.39 | 2009-06-16 | |
| 2009-05-04 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-04 | |
| 2009-05-01 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-05-01 | |
| 2009-05-01 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-01 | |
| 2009-05-01 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-05-01 | |
| 2009-04-30 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-30 | |
| 2009-04-28 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-28 | |
| 2009-04-22 holding as of filing | MITCHELL BURLEY B JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $5.99 exercise price | 2009-04-22 | |
| 2009-04-22 holding as of filing | PERRY W HAROLD Director | 4/A | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-22 | |
| 2009-04-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-21 | |
| 2009-04-20 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-20 | |
| 2009-04-20 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-20 | |
| 2009-04-15 holding as of filing | FUTRELL GLENN E Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-15 | |
| 2009-04-13 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-13 | |
| 2009-04-13 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-13 | |
| 2009-04-02 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-04-02 | |
| 2009-04-01 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2009-04-01 | |
| 2009-04-01 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-01 | |
| 2009-04-01 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-04-01 | |
| 2009-04-01 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2009-04-01 | |
| 2009-04-01 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,328 owned after | $3.99 exercise price | 2009-04-01 | |
| 2009-03-30 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-03-30 | |
| 2009-03-26 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-03-26 | |
| 2009-03-26 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-03-26 | |
| 2009-03-11 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-03-11 | |
| 2009-03-09 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-03-09 | |
| 2009-03-06 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-03-06 | |
| 2009-03-04 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-03-04 | |
| 2009-02-25 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-02-25 | |
| 2009-02-24 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-24 | |
| 2009-02-24 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-24 | |
| 2009-02-18 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-18 | |
| 2009-02-17 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-17 | |
| 2009-02-10 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2009-02-10 | |
| 2009-02-05 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-02-05 | |
| 2009-01-02 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2009-01-02 |