NORTH STATE BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 85 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-30: Reporting owner BARBOUR LARRY D; Form 4; Security Stock option(right to buy); Transaction Holding.
- 2008-12-29: Reporting owner BARBOUR LARRY D; Form 4; Security Stock option(right to buy); Transaction Holding.
- 2008-12-19: Reporting owner PERRY W HAROLD; Form 4; Security Stock option; Transaction Holding.
- 2008-12-18: Reporting owner SMITH FRED J JR; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-30 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-12-30 | |
| 2008-12-29 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-12-29 | |
| 2008-12-19 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-19 | |
| 2008-12-18 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-18 | |
| 2008-12-18 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-18 | |
| 2008-12-17 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-12-17 | |
| 2008-12-15 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-15 | |
| 2008-12-15 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-15 | |
| 2008-12-10 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-10 | |
| 2008-12-10 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-10 | |
| 2008-12-08 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-08 | |
| 2008-12-04 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-04 | |
| 2008-12-04 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-12-04 | |
| 2008-12-04 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-12-04 | |
| 2008-11-20 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-11-20 | |
| 2008-11-12 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-11-12 | |
| 2008-11-03 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-11-03 | |
| 2008-11-03 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-11-03 | |
| 2008-10-30 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-10-30 | |
| 2008-10-30 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-10-30 | |
| 2008-10-30 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-10-30 | |
| 2008-10-30 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-10-30 | |
| 2008-10-27 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-10-27 | |
| 2008-10-01 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2008-10-01 | |
| 2008-10-01 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,328 owned after | $3.99 exercise price | 2008-10-01 | |
| 2008-09-29 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-09-29 | |
| 2008-09-23 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-23 | |
| 2008-09-23 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-23 | |
| 2008-09-22 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-09-22 | |
| 2008-09-11 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-11 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-11 | |
| 2008-09-08 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-08 | |
| 2008-09-08 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-08 | |
| 2008-09-05 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-05 | |
| 2008-09-05 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-05 | |
| 2008-09-04 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-04 | |
| 2008-09-04 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-09-04 | |
| 2008-08-27 holding as of filing | PERRY W HAROLD Director | 4/A | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-08-27 | |
| 2008-08-26 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-08-26 | |
| 2008-08-05 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-08-05 | |
| 2008-08-05 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-08-05 | |
| 2008-06-06 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,036 owned after | $4.39 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-06-06 | |
| 2008-06-04 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-06-04 | |
| 2008-06-04 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-06-04 | |
| 2008-06-04 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-06-04 | |
| 2008-06-02 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,036 owned after | $4.39 exercise price | 2008-06-02 | |
| 2008-05-12 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-05-12 | |
| 2008-05-12 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-05-12 | |
| 2008-05-08 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-05-08 | |
| 2008-05-02 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-05-02 | |
| 2008-04-30 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-04-30 | |
| 2008-04-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-04-21 | |
| 2008-04-14 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-04-14 | |
| 2008-04-03 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-04-03 | |
| 2008-03-24 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-03-24 | |
| 2008-03-24 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 110,975 owned after | $2.66 exercise price | 2008-03-24 | |
| 2008-03-11 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-03-11 | |
| 2008-02-07 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 13,385 owned after | $2.66 exercise price | 2008-02-07 | |
| 2008-02-07 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 24,962 owned after | $2.66 exercise price | 2008-02-07 | |
| 2008-01-17 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-01-17 | |
| 2008-01-17 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-01-17 | |
| 2008-01-16 holding as of filing | MITCHELL BURLEY B JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $5.99 exercise price | 2008-01-16 | |
| 2008-01-16 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-01-16 | |
| 2008-01-14 | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 110,975 owned after | $2.66 | 2008-01-14 | |
| 2008-01-14 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,715 0 owned after | $2.66 | 2008-01-14 | |
| 2008-01-14 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2008-01-14 | |
| 2008-01-10 | STANCIL JACK M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,962 0 owned after | $2.66 | 2008-01-11 | |
| 2008-01-10 | STANCIL JACK M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,357 0 owned after | $2.66 | 2008-01-11 | |
| 2008-01-09 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,822 0 owned after | $2.66 | 2008-01-09 | |
| 2008-01-09 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,428 9,715 owned after | $2.66 | 2008-01-09 | |
| 2008-01-03 | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,077 0 owned after | $2.66 | 2008-01-03 | |
| 2008-01-03 | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,443 0 owned after | $2.66 | 2008-01-03 |