NORTH STATE BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 74 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-17: Reporting owner PERRY W HAROLD; Form 4; Security Stock option; Transaction Holding.
- 2007-12-17: Reporting owner WHORF KIRK A; Form 4; Security Stock Option (Right to Buy; Transaction Holding.
- 2007-12-13: Reporting owner WHORF KIRK A; Form 4; Security Stock Option (Right to Buy; Transaction Holding.
- 2007-12-12: Reporting owner SMITH FRED J JR; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-17 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $2.66 exercise price | 2007-12-17 | |
| 2007-12-17 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-12-17 | |
| 2007-12-13 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-12-13 | |
| 2007-12-12 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 13,385 owned after | $2.66 exercise price | 2007-12-12 | |
| 2007-12-12 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 24,962 owned after | $2.66 exercise price | 2007-12-12 | |
| 2007-12-10 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-12-10 | |
| 2007-12-03 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-12-03 | |
| 2007-11-29 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-11-29 | |
| 2007-11-28 | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,277 2,277 owned after | $4.39 | 2008-02-22 | |
| 2007-11-13 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-11-13 | |
| 2007-11-09 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,036 owned after | $4.39 exercise price | 2007-11-09 | |
| 2007-11-09 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-11-09 | |
| 2007-10-17 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4/A | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2007-10-17 | |
| 2007-10-17 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,328 owned after | $3.99 exercise price | 2007-10-17 | |
| 2007-10-17 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2007-10-17 | |
| 2007-10-01 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2007-10-01 | |
| 2007-09-26 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-09-26 | |
| 2007-09-20 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-09-20 | |
| 2007-09-12 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-09-12 | |
| 2007-09-10 | Shipp David M Officer (Chief Credit Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $17.00 | 2007-09-12 | |
| 2007-08-23 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-08-23 | |
| 2007-08-03 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-08-03 | |
| 2007-07-25 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 2,249 owned after | $11.29 exercise price | 2007-07-25 | |
| 2007-07-25 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2007-07-25 | |
| 2007-07-17 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,036 owned after | $4.39 exercise price | 2007-07-17 | |
| 2007-07-13 | FRANCIS CHARLES T Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,485 0 owned after | $2.66 | 2007-07-16 | |
| 2007-07-13 | FRANCIS CHARLES T Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,356 0 owned after | $2.66 | 2007-07-16 | |
| 2007-07-13 | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,631 0 owned after | $2.66 | 2007-07-13 | |
| 2007-07-13 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 18,631 owned after | $2.66 exercise price | 2007-07-13 | |
| 2007-07-13 | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,547 0 owned after | $2.66 | 2007-07-13 | |
| 2007-07-13 holding as of filing | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2007-07-13 | |
| 2007-07-13 holding as of filing | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,547 owned after | $2.66 exercise price | 2007-07-13 | |
| 2007-06-26 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,036 owned after | $6.59 exercise price | 2007-06-26 | |
| 2007-05-30 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2007-05-30 | |
| 2007-05-30 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 8,094 owned after | $3.99 exercise price | 2007-05-30 | |
| 2007-05-25 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2007-05-25 | |
| 2007-05-16 holding as of filing | FUTRELL GLENN E Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2007-05-16 | |
| 2007-05-09 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 12,420 owned after | $3.99 exercise price | 2007-05-09 | |
| 2007-04-30 | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 15,328 owned after | $3.99 | 2007-10-17 | |
| 2007-04-30 | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 15,328 owned after | $3.99 | 2007-10-01 | |
| 2007-04-30 | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 15,328 owned after | $3.99 | 2007-04-30 | |
| 2007-04-30 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2007-04-30 | |
| 2007-04-25 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 8,921 owned after | $3.99 exercise price | 2007-04-25 | |
| 2007-04-25 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 28,764 owned after | $3.99 exercise price | 2007-04-25 | |
| 2007-04-25 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 1,500 owned after | $16.93 exercise price | 2007-04-25 | |
| 2007-04-25 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2007-04-25 | |
| 2007-04-19 holding as of filing | FUTRELL GLENN E Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2007-04-19 | |
| 2007-04-19 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 8,921 owned after | $3.99 exercise price | 2007-04-19 | |
| 2007-04-19 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 28,764 owned after | $3.99 exercise price | 2007-04-19 | |
| 2007-04-13 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2007-04-13 | |
| 2007-04-11 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 8,921 owned after | $3.99 exercise price | 2007-04-11 | |
| 2007-04-11 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 28,764 owned after | $3.99 exercise price | 2007-04-11 | |
| 2007-03-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 12,420 owned after | $3.99 exercise price | 2007-03-21 | |
| 2007-03-21 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 8,921 owned after | $3.99 exercise price | 2007-03-21 | |
| 2007-03-21 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 28,764 owned after | $3.99 exercise price | 2007-03-21 | |
| 2007-03-19 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 12,420 owned after | $3.99 exercise price | 2007-03-19 | |
| 2007-03-14 holding as of filing | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2007-03-14 | |
| 2007-03-14 holding as of filing | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,698 owned after | $3.99 exercise price | 2007-03-14 | |
| 2007-02-26 holding as of filing | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | Holding | 113,984 owned after | $3.99 exercise price | 2007-02-26 | |
| 2007-02-26 | BARBOUR LARRY D Director, Officer (President and CEO) | 4 | Stock option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 113,984 owned after | $3.99 | 2007-02-26 | |
| 2007-02-26 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 12,420 owned after | $3.99 exercise price | 2007-02-26 | |
| 2007-02-01 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2007-02-01 | |
| 2007-02-01 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 8,921 owned after | $3.99 exercise price | 2007-02-01 | |
| 2007-02-01 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 28,764 owned after | $3.99 exercise price | 2007-02-01 | |
| 2007-01-29 | PARTLO BARRY W Director | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,518 3,036 owned after | $6.59 | 2007-03-16 | |
| 2007-01-29 | PARTLO BARRY W Director | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,518 3,036 owned after | $6.59 | 2007-03-16 | |
| 2007-01-29 | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,518 3,036 owned after | $6.59 | 2007-03-15 | |
| 2007-01-29 | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,518 3,036 owned after | $6.59 | 2007-01-29 | |
| 2007-01-22 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 8,094 owned after | $3.99 | 2007-05-25 | |
| 2007-01-22 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 8,094 owned after | $3.99 | 2007-04-13 | |
| 2007-01-22 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 8,094 owned after | $3.99 | 2007-02-01 | |
| 2007-01-22 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 8,094 owned after | $3.99 | 2007-01-22 | |
| 2007-01-22 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2007-01-22 |