NORTH STATE BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-09-28: Reporting owner BALL FORREST H; Form 4; Security Stock Option; Transaction Holding.
- 2006-09-28: Reporting owner BALL FORREST H; Form 4; Security Stock Option; Transaction Holding.
- 2006-09-25: Reporting owner STANCIL JACK M; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-09-25: Reporting owner STANCIL JACK M; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-09-28 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2006-09-28 | |
| 2006-09-28 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 15,594 owned after | $3.99 exercise price | 2006-09-28 | |
| 2006-09-25 holding as of filing | STANCIL JACK M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 17,975 owned after | $3.99 exercise price | 2006-09-25 | |
| 2006-09-25 holding as of filing | STANCIL JACK M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 6,238 owned after | $3.99 exercise price | 2006-09-25 | |
| 2006-09-13 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 13,385 owned after | $3.99 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 24,962 owned after | $3.99 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 5,882 owned after | $3.99 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 15,594 owned after | $3.99 exercise price | 2006-09-13 | |
| 2006-09-11 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 4,555 owned after | $6.59 exercise price | 2006-09-11 | |
| 2006-09-01 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 4,555 owned after | $6.59 exercise price | 2006-09-01 | |
| 2006-08-31 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 4,555 owned after | $6.59 exercise price | 2006-08-31 | |
| 2006-08-30 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 12,420 owned after | $3.99 exercise price | 2006-08-30 | |
| 2006-08-30 holding as of filing | PERRY W HAROLD Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $3.99 exercise price | 2006-08-30 | |
| 2006-08-29 | FUTRELL GLENN E Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,561 0 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 35,328 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 holding as of filing | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 2,250 owned after | $16.93 exercise price | 2006-08-29 | |
| 2006-08-29 | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,583 0 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 holding as of filing | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 1,500 owned after | $16.93 exercise price | 2006-08-29 | |
| 2006-08-29 | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,406 12,420 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 | PERRY W HAROLD Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,594 0 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,594 0 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 | SHAH NUTAN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,406 5,698 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 | VENTERS GEORGE C Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,700 0 owned after | $3.99 | 2006-08-29 | |
| 2006-08-29 | VENTERS GEORGE C Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,238 0 owned after | $3.99 | 2006-08-29 | |
| 2006-08-11 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy Derivative · Direct | Holding | 8,921 owned after | $5.99 exercise price | 2006-08-11 | |
| 2006-08-11 holding as of filing | HENDRICKSON C THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 28,764 owned after | $5.99 exercise price | 2006-08-11 | |
| 2006-08-08 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-08-08 | |
| 2006-08-08 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-08-08 | |
| 2006-08-07 | Rogers W Gerard Officer (EVO/Chief Credit Officer) | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 2,104 owned after | $25.40 | 2006-08-09 | |
| 2006-08-07 | TEMPLE SANDRA A Officer (EVP\COO) | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 29,052 owned after | $25.40 | 2006-08-08 | |
| 2006-08-07 | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 15,389 owned after | $25.40 | 2006-08-08 | |
| 2006-08-01 | BRANCH JAMES C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,132 0 owned after | $5.99 | 2006-08-22 | |
| 2006-07-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 11,218 owned after | $5.99 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | PERRY W HAROLD Director | 4 | Stock Option Derivative · Direct | Holding | 10,396 owned after | $5.99 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-07-21 | |
| 2006-07-17 | WHORF KIRK A Officer (CFO) | 4 | Stock Option (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 14,389 owned after | $5.99 | 2006-07-17 | |
| 2006-05-26 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-05-26 | |
| 2006-05-26 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-05-26 | |
| 2006-05-24 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 11,218 owned after | $5.99 exercise price | 2006-05-24 | |
| 2006-05-24 holding as of filing | PERRY W HAROLD Director | 4 | Stock Option Derivative · Direct | Holding | 10,396 owned after | $5.99 exercise price | 2006-05-24 | |
| 2006-05-22 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-05-22 | |
| 2006-05-22 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-05-22 | |
| 2006-05-18 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-05-18 | |
| 2006-05-18 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-05-18 | |
| 2006-05-18 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-05-18 | |
| 2006-05-18 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-05-18 | |
| 2006-04-27 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,037 owned after | $9.88 exercise price | 2006-04-27 | |
| 2006-03-06 | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 3,921 owned after | $5.99 | 2006-03-06 | |
| 2006-03-06 holding as of filing | BALL FORREST H Director | 4 | Stock Option Derivative · Direct | Holding | 10,396 owned after | $5.99 exercise price | 2006-03-06 | |
| 2006-03-06 holding as of filing | STANCIL JACK M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 11,984 owned after | $9.09 exercise price | 2006-03-06 | |
| 2006-03-06 holding as of filing | STANCIL JACK M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,159 owned after | $9.09 exercise price | 2006-03-06 | |
| 2006-02-16 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,037 owned after | $9.88 exercise price | 2006-02-16 | |
| 2006-02-14 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,641 owned after | $5.99 exercise price | 2006-02-14 | |
| 2006-02-14 holding as of filing | SMITH FRED J JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 8,923 owned after | $5.99 exercise price | 2006-02-14 | |
| 2006-01-26 | PENDLETON GARY H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,189 0 owned after | $5.99 | 2006-01-26 | |
| 2006-01-12 holding as of filing | PERRY W HAROLD Director | 4 | Stock option Derivative · Direct | Holding | 11,218 owned after | $5.99 exercise price | 2006-01-12 | |
| 2006-01-12 holding as of filing | PERRY W HAROLD Director | 4 | Stock Option Derivative · Direct | Holding | 10,396 owned after | $5.99 exercise price | 2006-01-12 | |
| 2006-01-11 | KEENER J KEITH Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,379 0 owned after | $5.99 | 2006-01-11 | |
| 2006-01-11 holding as of filing | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | Holding | 3,037 owned after | $9.88 exercise price | 2006-01-11 | |
| 2006-01-09 | PARTLO BARRY W Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,024 3,037 owned after | $9.88 | 2006-01-11 | |
| 2006-01-04 | MITCHELL BURLEY B JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,813 0 owned after | $5.99 | 2006-01-11 |