NextPlay Technologies, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-11: Reporting owner Orange Simon; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-08-11: Reporting owner LaVecchia Pat; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-08-11: Reporting owner Monaco Investment Partners II, LP | Donald P. Monaco Insurance Trust | Monaco Donald P; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-08-11: Reporting owner Post Robert John; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-11 | Orange Simon Director | 4 | Common Stock Purchase Warrant Derivative · Indirect · Through Charcoal Investment Ltd. | P Open market or private purchase of non-derivative or derivative security | +87,500 87,500 owned after | $2.10 exercise price | 2017-08-18 | |
| 2017-08-11 | LaVecchia Pat Director | 4 | Common Stock Purchase Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $2.10 exercise price | 2017-08-16 | |
| 2017-08-11 | Monaco Investment Partners II, LP | Donald P. Monaco Insurance Trust | Monaco Donald P Other (Managing General) | Other (Trustee) | Director, 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · Through the Donald P. Monaco Insurance Trust | P Open market or private purchase of non-derivative or derivative security | +87,500 87,500 owned after | $2.10 exercise price | 2017-08-15 | |
| 2017-08-11 | Post Robert John Director | 4 | Common Stock Purchase Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,500 12,500 owned after | $2.10 exercise price | 2017-08-14 | |
| 2017-08-11 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Common Stock Purchase Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $2.10 exercise price | 2017-08-14 | |
| 2016-01-25 | Monaco Donald P Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +240,000 240,000 owned after | $1.50 exercise price | 2016-01-29 | |
| 2015-11-25 | Monaco Donald P Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.50 exercise price | 2015-12-01 | |
| 2015-11-03 | Monaco Donald P Director | 4 | Common Stock Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +100,000 200,000 owned after | $1.50 exercise price | 2015-11-09 | |
| 2015-10-07 | Monaco Donald P Director | 4 | Common Stock Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.50 exercise price | 2015-10-13 |