NextPlay Technologies, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-09-30: Reporting owner KERBY WILLIAM; Form 4; Security Convertible Promissory Note; Transaction J Other acquisition or disposition (describe transaction).
- 2021-06-30: Reporting owner KERBY WILLIAM; Form 4; Security Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-06-30: Reporting owner Donald P. Monaco Insurance Trust | Monaco Donald P | Monaco Investment Partners II, LP; Form 4; Security Convertible Promissory Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-26: Reporting owner Wilton Mark A; Form 4; Security Convertible Promissory Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-09-30 | KERBY WILLIAM Director, Officer (Co-Chief Executive Officer) | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $3.02 exercise price | 2021-09-03 | ||
| 2021-06-30 | KERBY WILLIAM Director, Officer (Co-Chief Executive Officer) | 4 | Convertible Promissory Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $430,889.00 | 2021-09-03 | ||
| 2021-06-30 | Donald P. Monaco Insurance Trust | Monaco Donald P | Monaco Investment Partners II, LP Director | Director | Director | 4 | Convertible Promissory Note Derivative · Indirect · Through Monaco Investment Partners II, LP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +585,425 585,425 owned after | $585,425.00 | 2021-08-17 | |
| 2016-02-26 | Wilton Mark A 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | $2.00 | 2016-11-15 | |
| 2015-11-20 | Monaco Donald P Director, 10% Owner | 4 | Convertible Debt Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −532,046 0 owned after | no price filed | 2015-11-24 |