NextPlay Technologies, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 27 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-03: Reporting owner Monaco Investment Partners II, LP | Donald P. Monaco Insurance Trust | Monaco Donald P; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2017-08-03: Reporting owner Monaco Investment Partners II, LP | Donald P. Monaco Insurance Trust | Monaco Donald P; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2017-08-03: Reporting owner KERBY WILLIAM; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2017-08-03: Reporting owner KERBY WILLIAM; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-03 | Monaco Investment Partners II, LP | Donald P. Monaco Insurance Trust | Monaco Donald P Other (Managing General) | Other (Trustee) | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Through the Donald P. Monaco Insurance Trust | J Other acquisition or disposition (describe transaction) | +1,000,000 0 owned after | no price filed | 2017-08-15 | |
| 2017-08-03 | Monaco Investment Partners II, LP | Donald P. Monaco Insurance Trust | Monaco Donald P Other (Managing General) | Other (Trustee) | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Through Monaco Investment Partners II, LP | J Other acquisition or disposition (describe transaction) | +1,150,000 0 owned after | no price filed | 2017-08-15 | |
| 2017-08-03 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,389,222 0 owned after | no price filed | 2017-08-14 | |
| 2017-08-03 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +200,000 0 owned after | no price filed | 2017-08-14 | |
| 2016-08-23 | LaVecchia Pat Director | 4 | Series D Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | no price filed | 2016-10-28 | |
| 2015-12-03 | CHECKERIS DOUGLAS Director | 4 | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | no price filed | 2015-12-08 | |
| 2015-12-03 | LaVecchia Pat Director | 4 | Series D Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −61,800 1,000 owned after | no price filed | 2015-12-08 | |
| 2015-12-03 | FRIEDMAN ADAM MICHAEL Officer (Chief Financial Officer) | 4 | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −26,200 0 owned after | no price filed | 2015-12-08 | |
| 2015-12-03 | FRIEDMAN ADAM MICHAEL Officer (Chief Financial Officer) | 4 | Series D Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | no price filed | 2015-12-08 | |
| 2015-11-09 | Wilton Mark A 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $2.50 exercise price | 2016-11-15 | |
| 2015-10-09 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Series C Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | no price filed | 2015-10-13 | |
| 2015-07-06 | FRIEDMAN ADAM MICHAEL Officer (Chief Financial Officer) | 4 | Series C Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,200 26,200 owned after | no price filed | 2015-10-13 | |
| 2015-05-15 | Wilton Mark A 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +15,000 30,000 owned after | $5.00 exercise price | 2016-11-15 | |
| 2014-10-30 | LaVecchia Pat Director | 4 | Series D Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 62,800 owned after | no price filed | 2015-05-29 | |
| 2014-10-30 | CHECKERIS DOUGLAS Director | 4 | Series C Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,000 50,000 owned after | no price filed | 2015-05-29 | |
| 2014-09-10 | LaVecchia Pat Director | 4 | Series D Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 42,800 owned after | no price filed | 2015-05-29 | |
| 2014-06-19 holding as of filing | LINDEN DEBORAH Director | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-06-19 | ||
| 2013-12-19 | CHECKERIS DOUGLAS Director | 4 | Series C Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | no price filed | 2015-05-29 | |
| 2013-04-16 | KETTLEWELL WARREN Director | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +331,403 331,403 owned after | no price filed | 2014-06-23 | |
| 2013-03-08 | FRIEDMAN ADAM MICHAEL Officer (Chief Financial Officer) | 4 | Series D Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 15,000 owned after | no price filed | 2014-06-19 | |
| 2013-01-18 | LaVecchia Pat Director | 4 | Series D Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,800 2,800 owned after | no price filed | 2014-06-23 | |
| 2012-01-30 | Monaco Donald P Director | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,075,000 1,075,000 owned after | no price filed | 2014-06-20 | |
| 2011-09-30 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +809,611 809,611 owned after | no price filed | 2014-06-19 | |
| 2010-05-27 | KERBY WILLIAM Director, Officer (CEO and Chairman), 10% Owner | 4/A | Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +78,480 2,994,783 owned after | $1.00 | 2011-10-28 | |
| 2010-05-27 | KERBY WILLIAM Director, Officer (CEO & VC of the Board of Dirs.), 10% Owner | 4/A | Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +78,480 583,243 owned after | $1.00 | 2010-08-12 | |
| 2010-05-27 | BYRON ANTHONY MICHAEL Director, Officer (COO and Director) | 4 | Preferred Stock, $0.00001 par value, per share Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | +5,000 80,000 owned after | $1.00 | 2010-08-05 | |
| 2010-05-27 | KERBY WILLIAM Director, Officer (CEO & VC of the Board of Dirs.), 10% Owner | 4 | Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +78,480,000 2,994,783 owned after | $1.00 | 2010-08-04 |