NextPlay Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-05-16: Reporting owner KERBY WILLIAM; Form 4; Security Stock Bonus Option; Transaction J Other acquisition or disposition (describe transaction).
- 2021-04-28: Reporting owner KERBY WILLIAM; Form 4; Security Stock Bonus Option; Transaction J Other acquisition or disposition (describe transaction).
- 2021-04-07: Reporting owner KERBY WILLIAM; Form 4; Security Stock Bonus Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-07: Reporting owner KERBY WILLIAM; Form 4; Security Stock Bonus Option; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-05-16 | KERBY WILLIAM Director, Officer (Co-Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | $3.02 exercise price | 2021-09-03 | ||
| 2021-04-28 | KERBY WILLIAM Director, Officer (Co-Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | $3.02 exercise price | 2021-09-03 | ||
| 2021-04-07 | KERBY WILLIAM Director, Officer (Co-Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 0 owned after | $3.02 exercise price | 2021-09-03 | |
| 2021-04-07 | KERBY WILLIAM Director, Officer (Co-Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | $3.02 exercise price | 2021-09-03 | ||
| 2021-04-07 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +132,450 132,450 owned after | $3.02 exercise price | 2021-04-09 | |
| 2019-06-17 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $3.20 exercise price | 2019-06-17 | |
| 2019-06-14 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Stock Bonus Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $3.20 exercise price | 2019-06-17 | |
| 2014-06-23 holding as of filing | KETTLEWELL WARREN Director | 3 | Stock Options Derivative · Direct | Holding | $7.25 exercise price | 2014-06-23 | ||
| 2011-10-03 | LaVecchia Pat Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $7.25 | 2014-06-23 | |
| 2011-10-03 | Monaco Donald P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $7.25 | 2014-06-20 | |
| 2011-10-03 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800 800 owned after | $7.25 | 2014-06-19 | |
| 2011-10-03 | FRIEDMAN ADAM MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800 800 owned after | $7.25 | 2014-06-19 |