NextPlay Technologies, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-16: Reporting owner KETTLEWELL WARREN; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-03-08: Reporting owner FRIEDMAN ADAM MICHAEL; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-01-18: Reporting owner LaVecchia Pat; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-01-30: Reporting owner Monaco Donald P; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-16 | KETTLEWELL WARREN Director | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +331,403 331,403 owned after | no price filed | 2014-06-23 | |
| 2013-03-08 | FRIEDMAN ADAM MICHAEL Officer (Chief Financial Officer) | 4 | Series D Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 15,000 owned after | no price filed | 2014-06-19 | |
| 2013-01-18 | LaVecchia Pat Director | 4 | Series D Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,800 2,800 owned after | no price filed | 2014-06-23 | |
| 2012-01-30 | Monaco Donald P Director | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,075,000 1,075,000 owned after | no price filed | 2014-06-20 | |
| 2011-09-30 | KERBY WILLIAM Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +809,611 809,611 owned after | no price filed | 2014-06-19 | |
| 2010-05-27 | KERBY WILLIAM Director, Officer (CEO and Chairman), 10% Owner | 4/A | Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +78,480 2,994,783 owned after | $1.00 | 2011-10-28 | |
| 2010-05-27 | KERBY WILLIAM Director, Officer (CEO & VC of the Board of Dirs.), 10% Owner | 4/A | Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +78,480 583,243 owned after | $1.00 | 2010-08-12 | |
| 2010-05-27 | KERBY WILLIAM Director, Officer (CEO & VC of the Board of Dirs.), 10% Owner | 4 | Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +78,480,000 2,994,783 owned after | $1.00 | 2010-08-04 |