NEXEO SOLUTIONS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-28: Reporting owner FPA Select Fund, L.P. | FPA FUNDS TRUST | FPA Value Partners Fund | FPA SELECT DRAWDOWN FUND, L.P. | First Pacific Advisors, LP | FPA Global Opportunity Fund | FPA Select Maple Fund, L.P. | FPA Select Fund II, L.P.; Form 4; Security Warrants (right to buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2019-02-28: Reporting owner Landecker Mark | ATWOOD J RICHARD | Selmo Brian A. | ROMICK STEVEN T; Form 4; Security Warrants (right to buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2017-04-21: Reporting owner Park West Asset Management LLC; Form 3; Security Warrants; Transaction Holding.
- 2016-06-20: Reporting owner FPA Select Fund | FPA FUNDS TRUST | ROMICK STEVEN T | Landecker Mark | FPA SELECT DRAWDOWN FUND, L.P. | FPA Global Opportunity Fund | First Pacific Advisors, LLC | FPA Value Partners Fund | ATWOOD J RICHARD | Selmo Brian A.; Form 3; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | FPA Select Fund, L.P. | FPA FUNDS TRUST | FPA Value Partners Fund | FPA SELECT DRAWDOWN FUND, L.P. | First Pacific Advisors, LP | FPA Global Opportunity Fund | FPA Select Maple Fund, L.P. | FPA Select Fund II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnotes | U Disposition pursuant to a tender of shares in a change of control transaction | −89,388 0 owned after | $11.50 exercise price | 2019-03-04 | |
| 2019-02-28 | Landecker Mark | ATWOOD J RICHARD | Selmo Brian A. | ROMICK STEVEN T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnotes | U Disposition pursuant to a tender of shares in a change of control transaction | −89,388 0 owned after | $11.50 exercise price | 2019-03-04 | |
| 2017-04-21 holding as of filing | Park West Asset Management LLC 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $11.50 exercise price | 2017-04-21 | ||
| 2016-06-20 holding as of filing | FPA Select Fund | FPA FUNDS TRUST | ROMICK STEVEN T | Landecker Mark | FPA SELECT DRAWDOWN FUND, L.P. | FPA Global Opportunity Fund | First Pacific Advisors, LLC | FPA Value Partners Fund | ATWOOD J RICHARD | Selmo Brian A. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · See Footnote | Holding | $11.50 exercise price | 2016-06-20 |