NEXEO SOLUTIONS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-02: Reporting owner Williams Shawn D.; Form 4; Security Performance Share Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-02: Reporting owner Machado Alberto J.; Form 4; Security Performance Share Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-02: Reporting owner LaBuschewsky Ronald J.; Form 4; Security Performance Share Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-02: Reporting owner Herington Brian; Form 4; Security Performance Share Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-02 | Williams Shawn D. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,216 20,216 owned after | $0.00 | 2017-11-06 | |
| 2017-11-02 | Machado Alberto J. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,739 6,739 owned after | $0.00 | 2017-11-06 | |
| 2017-11-02 | LaBuschewsky Ronald J. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,782 10,782 owned after | $0.00 | 2017-11-06 | |
| 2017-11-02 | Herington Brian Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,216 20,216 owned after | $0.00 | 2017-11-06 | |
| 2017-11-02 | Farnell Michael B. Jr. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,911 22,911 owned after | $0.00 | 2017-11-06 | |
| 2017-11-02 | Crane Ross Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,911 22,911 owned after | $0.00 | 2017-11-06 | |
| 2017-11-02 | Bradley David A. Director, Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,892 89,892 owned after | $0.00 | 2017-11-06 | |
| 2017-01-31 | Herington Brian Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2017-02-06 | |
| 2017-01-31 | Machado Alberto J. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2017-02-06 | |
| 2017-01-31 | Farnell Michael B. Jr. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2017-02-02 | |
| 2017-01-31 | LaBuschewsky Ronald J. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2017-02-02 | |
| 2017-01-31 | Crane Ross Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-02 | |
| 2017-01-31 | Williams Shawn D. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2017-02-02 | |
| 2017-01-31 | Bradley David A. Director, Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $0.00 | 2017-02-02 | |
| 2016-10-17 | Herington Brian Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2016-10-19 | |
| 2016-06-23 | Smith Kristina A. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Garcia Gabriela Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Bradley David A. Director, Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Britt Lisa P. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,000 62,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Williams Shawn D. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Farnell Michael B. Jr. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Chapman David Leon Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,000 62,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Everett Michael L. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Crane Ross Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | Machado Alberto J. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | LaBuschewsky Ronald J. Officer (See Remarks) | 4 | Performance Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2016-06-27 |