NEXEO SOLUTIONS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-17: Reporting owner Everett Michael L.; Form 4; Security Deferred Payment Right; Transaction J Other acquisition or disposition (describe transaction).
- 2016-11-17: Reporting owner LaBuschewsky Ronald J.; Form 4; Security Deferred Payment Right; Transaction J Other acquisition or disposition (describe transaction).
- 2016-11-17: Reporting owner Machado Alberto J.; Form 4; Security Deferred Payment Right; Transaction J Other acquisition or disposition (describe transaction).
- 2016-11-17: Reporting owner Britt Lisa P.; Form 4; Security Deferred Payment Right; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | Everett Michael L. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | LaBuschewsky Ronald J. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Machado Alberto J. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Britt Lisa P. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Farnell Michael B. Jr. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Smith Kristina A. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Bradley David A. Director, Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Burke Kenneth Michael Director | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | SMITH DAN F Director | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Chapman David Leon Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Williams Shawn D. Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-11-17 | Crane Ross Officer (See Remarks) | 4 | Deferred Payment Right Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −26,341 284,825 owned after | $0.00 | 2016-11-21 | |
| 2016-06-16 holding as of filing | Farnell Michael B. Jr. Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Crane Ross Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | LaBuschewsky Ronald J. Officer (Senior VP,Supply Chain & Envir) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Britt Lisa P. Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Smith Kristina A. Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Chapman David Leon Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Bradley David A. Director, Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | SMITH DAN F Director | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Williams Shawn D. Officer (Senior VP, Plastics) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Machado Alberto J. Officer (Senior VP, Strategic Growth) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Burke Kenneth Michael Director | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-16 holding as of filing | Everett Michael L. Officer (See Remarks) | 3 | Deferred Payment Right Derivative · Indirect · See Footnote | Holding | no price filed | 2016-06-16 | ||
| 2016-06-15 holding as of filing | Yip Christopher J. Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-06-15 | |
| 2016-06-15 holding as of filing | Wright Nathan H. Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-06-15 |