NEXEO SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-28: Reporting owner Herington Brian; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-28: Reporting owner Williams Shawn D.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-28: Reporting owner Smith Kristina A.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-28: Reporting owner Farnell Michael B. Jr.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Herington Brian Officer (Executive VP, Chemicals) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,647 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Williams Shawn D. Officer (EVP, Plastics) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,647 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Smith Kristina A. Officer (VP & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Farnell Michael B. Jr. Officer (EVP & CAO and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,733 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Bradley David A. Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −269,271 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Everett Michael L. Officer (Vice President & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Machado Alberto J. Officer (SVP, Strategic Growth) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,216 0 owned after | $2.71 | 2019-03-04 | |
| 2019-02-28 | Crane Ross Officer (EVP & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,733 | $2.71 | 2019-03-04 | |
| 2019-02-28 | LaBuschewsky Ronald J. Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,345 0 owned after | $2.71 | 2019-03-04 | |
| 2017-11-02 | Williams Shawn D. Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,647 60,647 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Smith Kristina A. Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Machado Alberto J. Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,216 20,216 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | LaBuschewsky Ronald J. Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,345 32,345 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Herington Brian Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,647 60,647 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Farnell Michael B. Jr. Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,733 68,733 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Everett Michael L. Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Crane Ross Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,733 68,733 owned after | $7.42 exercise price | 2017-11-06 | |
| 2017-11-02 | Bradley David A. Director, Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +269,271 269,271 owned after | $7.42 exercise price | 2017-11-06 |