NEULION, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows, 82 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-07: Reporting owner Wagner J. Christopher; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-07: Reporting owner Wagner J. Christopher; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-07: Reporting owner Wagner J. Christopher; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-07: Reporting owner Reichbach Roy; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-07 | Wagner J. Christopher Officer (EVP, Marketplace Strategy) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Wagner J. Christopher Officer (EVP, Marketplace Strategy) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Wagner J. Christopher Officer (EVP, Marketplace Strategy) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −198,925 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Reichbach Roy Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Reichbach Roy Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Reichbach Roy Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −248,656 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Nunn Ronald Officer (EVP, Business Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Nunn Ronald Officer (EVP, Business Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Nunn Ronald Officer (EVP, Business Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −198,925 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Li Nancy Director, Officer (Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −375,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Li Nancy Director, Officer (Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −375,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Li Nancy Director, Officer (Executive Chair), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −248,656 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Her Horngwei Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Her Horngwei Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Her Horngwei Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −198,925 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Arato Alexander Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Arato Alexander Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,462 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Alavathil Tim Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,500 0 owned after | no price filed | 2018-05-09 | |
| 2018-05-07 | Alavathil Tim Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,328 0 owned after | no price filed | 2018-05-09 | |
| 2016-05-18 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 200,000 owned after | no price filed | 2016-05-18 | |
| 2016-05-18 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 600,000 owned after | no price filed | 2016-05-18 | |
| 2016-05-16 holding as of filing | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 400,000 owned after | no price filed | 2016-05-16 | |
| 2016-05-16 holding as of filing | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 600,000 owned after | no price filed | 2016-05-16 | |
| 2016-05-13 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · (m) | Holding | 750,000 owned after | no price filed | 2016-05-13 | |
| 2016-05-13 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · (m) | Holding | 750,000 owned after | no price filed | 2016-05-13 | |
| 2016-05-13 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2016-05-13 | |
| 2016-05-13 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2016-05-13 | |
| 2016-05-11 holding as of filing | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 300,000 owned after | no price filed | 2016-05-11 | |
| 2016-05-11 holding as of filing | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 600,000 owned after | no price filed | 2016-05-11 | |
| 2016-05-10 holding as of filing | NUNN RONALD Officer (EVP, Business Operations) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 400,000 owned after | no price filed | 2016-05-10 | |
| 2016-05-10 holding as of filing | NUNN RONALD Officer (EVP, Business Operations) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 600,000 owned after | no price filed | 2016-05-10 | |
| 2016-05-10 holding as of filing | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 300,000 owned after | no price filed | 2016-05-10 | |
| 2016-05-10 holding as of filing | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 600,000 owned after | no price filed | 2016-05-10 | |
| 2016-03-31 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2016-03-31 | |
| 2016-03-31 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2016-03-31 | |
| 2016-03-31 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | Holding | 750,000 owned after | no price filed | 2016-03-31 | |
| 2016-03-31 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | Holding | 750,000 owned after | no price filed | 2016-03-31 | |
| 2016-03-31 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 200,000 owned after | no price filed | 2016-03-31 | |
| 2016-03-31 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 600,000 owned after | no price filed | 2016-03-31 | |
| 2016-03-09 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 200,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 300,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 300,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | NUNN RONALD Officer (EVP, Business Operations) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 400,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 400,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · (m) | Holding | 750,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-09 holding as of filing | Jemili Kanaan Officer (Chief Executive Officer) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 750,000 owned after | no price filed | 2016-03-09 | |
| 2016-03-07 | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | NUNN RONALD Officer (EVP, Business Operations) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Jemili Kanaan Officer (Chief Executive Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.00 | 2016-03-09 | |
| 2015-12-17 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | Holding | 750,000 owned after | no price filed | 2015-12-17 | |
| 2015-12-17 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2015-12-17 | |
| 2015-11-20 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2015-11-20 | |
| 2015-11-20 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · (m) | Holding | 750,000 owned after | no price filed | 2015-11-20 | |
| 2015-09-24 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2015-09-24 | |
| 2015-09-24 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 200,000 owned after | no price filed | 2015-09-24 | |
| 2015-09-24 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | Holding | 750,000 owned after | no price filed | 2015-09-24 | |
| 2015-08-26 holding as of filing | Jemili Kanaan Officer (Chief Executive Officer) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 750,000 owned after | no price filed | 2015-08-26 | |
| 2015-08-24 | Jemili Kanaan Officer (Chief Executive Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2015-08-26 | |
| 2015-08-07 holding as of filing | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 300,000 owned after | no price filed | 2015-08-07 | |
| 2015-08-07 holding as of filing | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 300,000 owned after | no price filed | 2015-08-07 | |
| 2015-08-07 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2015-08-07 | |
| 2015-08-07 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | Holding | 750,000 owned after | no price filed | 2015-08-07 | |
| 2015-07-29 holding as of filing | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct · (m) | Holding | 750,000 owned after | no price filed | 2015-07-29 | |
| 2015-07-29 holding as of filing | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | Holding | 750,000 owned after | no price filed | 2015-07-29 | |
| 2015-05-22 holding as of filing | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | Holding | 200,000 owned after | no price filed | 2015-05-22 | |
| 2015-05-18 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4/A | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2015-07-30 | |
| 2015-05-18 | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | Jemili Kanaan Officer (Chief Executive Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | WANG CHARLES B Director, 10% Owner | 4 | Restricted Common Stock Non-derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | NUNN RONALD Officer (EVP, Business Operations) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2015-05-20 | |
| 2015-05-18 | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2015-05-20 | |
| 2010-11-12 | Sokol Marc Officer (EVP, Marketing & Business Dev.) | 4/A | Restricted Common Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.00 | 2010-11-19 | |
| 2010-11-12 | Sokol Marc Officer (EVP, Marketing & Business Dev.) | 4 | Restricted Common Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.00 | 2010-11-17 |