NEULION, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-25: Reporting owner LI NANCY; Form 4; Security Convertible Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-25: Reporting owner WANG CHARLES B; Form 4; Security Convertible Note; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-25 | LI NANCY Director, Officer (Chief Executive Officer), 10% Owner | 4 | Convertible Note Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,665,500 2,665,500 owned after | $545,628.00 | 2012-09-27 | |
| 2012-09-25 | WANG CHARLES B Director, 10% Owner | 4 | Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,665,500 2,665,500 owned after | $545,628.00 | 2012-09-27 |