NEULION, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-30: Reporting owner JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C.; Form 3; Security Class 3 Preference Shares; Transaction Holding.
- 2011-06-30: Reporting owner JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C.; Form 3; Security Class 3 Preference Shares; Transaction Holding.
- 2011-06-30: Reporting owner JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C.; Form 3; Security Class 4 Preference Shares; Transaction Holding.
- 2011-06-30: Reporting owner JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C.; Form 3; Security Class 4 Preference Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-30 holding as of filing | JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class 3 Preference Shares Derivative · Direct · (m) | Holding | no price filed | 2011-06-30 | ||
| 2011-06-30 holding as of filing | JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class 3 Preference Shares Derivative · Direct · (m) | Holding | no price filed | 2011-06-30 | ||
| 2011-06-30 holding as of filing | JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class 4 Preference Shares Derivative · Direct · (m) | Holding | no price filed | 2011-06-30 | ||
| 2011-06-30 holding as of filing | JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class 4 Preference Shares Derivative · Direct · (m) | Holding | no price filed | 2011-06-30 | ||
| 2011-06-30 holding as of filing | JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class 3 Preference Shares Derivative · Indirect · (m) | Holding | no price filed | 2011-06-30 | ||
| 2011-06-30 holding as of filing | JK&B CAPITAL V SPECIAL OPPORTUNITY FUND L P | JK&B Management V, L.P. | JK&B Capital V, L.P. | JK&B Capital V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class 4 Preference Shares Derivative · Indirect · (m) | Holding | no price filed | 2011-06-30 | ||
| 2011-06-29 | KRONFELD DAVID Director, 10% Owner | 4 | Class 4 Preference Shares Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +6,219,991 6,219,991 owned after | $0.46 | 2011-06-30 | |
| 2011-06-29 | KRONFELD DAVID Director, 10% Owner | 4 | Class 4 Preference Shares Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,692,274 4,692,274 owned after | $0.46 | 2011-06-30 | |
| 2009-06-08 holding as of filing | PATERSON SCOTT Director, Officer (Executive Vice Chairman) | 3 | Stock appreciation rights Derivative · Direct | Holding | $4.00 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | BATTISTA GABRIEL Director | 3 | Stock appreciation rights Derivative · Direct | Holding | $0.64 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | Anderson John R Director | 3 | Stock appreciation rights Derivative · Direct | Holding | $0.64 exercise price | 2009-06-08 |