NEULION, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 90 rows, 90 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-07: Reporting owner Wagner J. Christopher; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-07: Reporting owner Wagner J. Christopher; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-07: Reporting owner Reichbach Roy; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-07: Reporting owner Reichbach Roy; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-07 | Wagner J. Christopher Officer (EVP, Marketplace Strategy) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.18 exercise price | 2018-05-09 | |
| 2018-05-07 | Wagner J. Christopher Officer (EVP, Marketplace Strategy) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.44 exercise price | 2018-05-09 | |
| 2018-05-07 | Reichbach Roy Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $0.18 exercise price | 2018-05-09 | |
| 2018-05-07 | Reichbach Roy Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $0.44 exercise price | 2018-05-09 | |
| 2018-05-07 | Nunn Ronald Officer (EVP, Business Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.18 exercise price | 2018-05-09 | |
| 2018-05-07 | Nunn Ronald Officer (EVP, Business Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.44 exercise price | 2018-05-09 | |
| 2018-05-07 | Li Nancy Director, Officer (Executive Chair), 10% Owner | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −450,000 0 owned after | $0.18 exercise price | 2018-05-09 | |
| 2018-05-07 | Li Nancy Director, Officer (Executive Chair), 10% Owner | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −900,000 0 owned after | $0.48 exercise price | 2018-05-09 | |
| 2018-05-07 | Her Horngwei Officer (Chief Technology Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.18 exercise price | 2018-05-09 | |
| 2018-05-07 | Her Horngwei Officer (Chief Technology Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.44 exercise price | 2018-05-09 | |
| 2018-05-07 | Battista Gabriel Director | 4 | Stock Options (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.44 exercise price | 2018-05-09 | |
| 2018-05-07 | Alavathil Tim Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $0.18 exercise price | 2018-05-09 | |
| 2018-05-07 | Alavathil Tim Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,000 0 owned after | $0.44 exercise price | 2018-05-09 | |
| 2016-06-13 holding as of filing | Alavathil Tim Officer (Chief Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.94 exercise price | 2016-06-13 | ||
| 2016-06-13 holding as of filing | Alavathil Tim Officer (Chief Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.94 exercise price | 2016-06-13 | ||
| 2016-06-13 holding as of filing | Alavathil Tim Officer (Chief Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.44 exercise price | 2016-06-13 | ||
| 2016-06-13 holding as of filing | Alavathil Tim Officer (Chief Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.18 exercise price | 2016-06-13 | ||
| 2016-05-18 | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.43 exercise price | 2016-05-18 | |
| 2016-05-16 | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.43 exercise price | 2016-05-16 | |
| 2016-05-11 | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450,000 0 owned after | $0.43 exercise price | 2016-05-13 | |
| 2016-05-09 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.43 exercise price | 2016-05-11 | |
| 2016-05-06 | NUNN RONALD Officer (EVP, Business Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.43 exercise price | 2016-05-10 | |
| 2016-05-06 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.43 exercise price | 2016-05-10 | |
| 2015-07-13 | Grab Eric Officer (Co-Chief Technology Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.16 exercise price | 2015-07-15 | |
| 2015-03-18 | HER HORNGWEI Officer (Co-Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.59 exercise price | 2015-03-19 | |
| 2015-03-18 | NUNN RONALD Officer (EVP, Business Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.59 exercise price | 2015-03-19 | |
| 2015-03-16 | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.59 exercise price | 2015-03-17 | |
| 2015-03-10 | LI NANCY Director, Officer (Executive Vice Chairman), 10% Owner | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450,000 0 owned after | $0.59 exercise price | 2015-03-11 | |
| 2015-03-10 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.59 exercise price | 2015-03-11 | |
| 2015-03-06 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.59 exercise price | 2015-03-10 | |
| 2014-05-12 | WANG CHARLES B Director, 10% Owner | 4 | Stock Options (right to buy) Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $1.03 exercise price | 2014-05-14 | |
| 2014-05-12 | LI NANCY Director, Officer (President and CEO), 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $1.03 exercise price | 2014-05-14 | |
| 2014-05-12 | HER HORNGWEI Officer (Executive Vice President, R&D) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.94 exercise price | 2014-05-14 | |
| 2014-05-12 | NUNN RONALD Officer (EVP, Business Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.94 exercise price | 2014-05-14 | |
| 2014-05-12 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.94 exercise price | 2014-05-14 | |
| 2014-05-12 | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.94 exercise price | 2014-05-14 | |
| 2014-05-12 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.94 exercise price | 2014-05-14 | |
| 2013-11-13 | HER HORNGWEI Officer (Executive Vice President, R&D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.47 exercise price | 2013-11-14 | |
| 2013-11-13 | LI NANCY Director, Officer (CEO & President), 10% Owner | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450,000 0 owned after | $0.47 exercise price | 2013-11-14 | |
| 2013-11-12 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.47 exercise price | 2013-11-14 | |
| 2013-08-13 | WANG CHARLES B Director, 10% Owner | 4 | Stock Options (Right to buy) Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $0.48 exercise price | 2013-08-15 | |
| 2013-08-13 | LI NANCY Director, Officer (CEO & President), 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $0.48 exercise price | 2013-08-15 | |
| 2013-08-13 | WAGNER J CHRISTOPHER Officer (EVP, Marketplace Strategy) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.44 exercise price | 2013-08-15 | |
| 2013-08-13 | NUNN RONALD Officer (EVP, Business Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.44 exercise price | 2013-08-15 | |
| 2013-08-13 | HER HORNGWEI Officer (Executive Vice President, R&D) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.44 exercise price | 2013-08-15 | |
| 2013-08-13 | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.44 exercise price | 2013-08-15 | |
| 2013-08-13 | REICHBACH ROY E Director, Officer (General Counsel and Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.44 exercise price | 2013-08-15 | |
| 2013-08-13 | Anderson John R Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.44 exercise price | 2013-08-14 | |
| 2013-08-13 | BATTISTA GABRIEL Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.44 exercise price | 2013-08-14 | |
| 2012-09-28 | Willis Gregory T Officer (EVP, Sales and Marketing) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.25 exercise price | 2012-10-02 | |
| 2012-06-04 | LI NANCY Director, Officer (CEO), 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2012-06-04 | HER HORNGWEI Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2012-06-04 | MCCARTHY ARTHUR J Officer (CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2012-06-04 | NUNN RONALD Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2012-06-04 | WAGNER J CHRISTOPHER Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2012-06-04 | REICHBACH ROY E Director, Officer (General Counsel & Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2012-06-04 | WANG CHARLES B Director, 10% Owner | 4 | Stock Options (right to buy) Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.18 exercise price | 2012-06-06 | |
| 2011-05-16 | WANG CHARLES B Director, 10% Owner | 4 | Stock Options (right to buy) Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | LI NANCY Director, Officer (CEO), 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | Sokol Marc Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | REICHBACH ROY E Director, Officer (GC & Corporate Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | HER HORNGWEI Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | NUNN RONALD Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | WAGNER J CHRISTOPHER Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2011-05-16 | MCCARTHY ARTHUR J Officer (CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.43 exercise price | 2011-05-17 | |
| 2010-11-12 | Sokol Marc Officer (EVP, Marketing & Business Dev.) | 4/A | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,350,000 1,350,000 owned after | $0.42 exercise price | 2010-11-19 | |
| 2010-11-12 | Sokol Marc Officer (EVP, Marketing & Business Dev.) | 4 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,350,000 1,350,000 owned after | $0.42 exercise price | 2010-11-17 | |
| 2010-03-19 | NUNN RONALD Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.59 exercise price | 2010-04-20 | |
| 2010-03-19 | WAGNER J CHRISTOPHER Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.59 exercise price | 2010-04-20 | |
| 2010-03-19 | HER HORNGWEI Officer (Executive Vice President) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.59 exercise price | 2010-04-20 | |
| 2010-03-19 | MCCARTHY ARTHUR J Officer (CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.59 exercise price | 2010-04-20 | |
| 2010-03-19 | REICHBACH ROY E Director, Officer (Gen Counsel & Corp Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.59 exercise price | 2010-04-20 | |
| 2010-03-19 | LI NANCY Director, Officer (CEO), 10% Owner | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.59 exercise price | 2010-04-20 | |
| 2009-06-08 holding as of filing | WANG CHARLES B Director, 10% Owner | 3 | Stock options (right to buy) Derivative · Indirect · By spouse | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | WAGNER J CHRISTOPHER Officer (Executive Vice President) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | WAGNER J CHRISTOPHER Officer (Executive Vice President) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | REICHBACH ROY E Director, Officer (Genl Counsel & Corp Secretary) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | REICHBACH ROY E Director, Officer (Genl Counsel & Corp Secretary) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | PATERSON SCOTT Director, Officer (Executive Vice Chairman) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $6.05 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | NUNN RONALD Officer (Executive Vice President) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | NUNN RONALD Officer (Executive Vice President) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | MCCARTHY ARTHUR J Officer (Chief Financial Officer) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | LI NANCY Director, Officer (Chief Executive Officer), 10% Owner | 3 | Stock options (right to buy) Derivative · Direct · (m) | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | HER HORNGWEI Officer (Executive Vice President) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | HER HORNGWEI Officer (Executive Vice President) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.47 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | BATTISTA GABRIEL Director | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | BATTISTA GABRIEL Director | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.58 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | Anderson John R Director | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.60 exercise price | 2009-06-08 | ||
| 2009-06-08 holding as of filing | Anderson John R Director | 3 | Stock options (right to buy) Derivative · Direct | Holding | $0.58 exercise price | 2009-06-08 |